Brief Reviews |
From the Departments of Pathology and Medicine (D.G.), Vanderbilt University, Nashville, Tenn; and the Institute of Clinical Biochemistry and Pathobiochemistry (T.R.), University of Würzburg, Germany.
Correspondence to David Gailani, MD, Hematology/Oncology Division, Vanderbilt University, 777 Preston Research Building, 2220 Pierce Ave, Nashville, TN 37232-6307. E-mail dave.gailani{at}vanderbilt.edu or Thomas Renné, MD, PhD, Institute for Clinical Biochemistry and Pathobiochemistry, Julius-Maximilians-University Wüurzburg, Josef-Schneider Strasse 2, D-97080 Wüurzberg, Germany. E-mail thomas@renne.net
| Abstract |
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Deficiencies of the plasma proteases factor XII and factor XI are not associated with abnormal hemostasis in mice but prevent thrombus formation in arterial injury models. If factor XII or factor XI make similar contributions to thrombosis in humans, they could be therapeutic targets to treat or prevent thromboembolic disease.
Key Words: Intrinsic pathways coagulation arterial thrombosis
| Introduction |
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The proposition that thrombosis is "hemostasis in the wrong place",8,9 implies that the major processes leading to thrombin generation during pathologic coagulation are similar to those involved in hemostasis, perhaps differing only in intensity or location. In line with this reasonable hypothesis, most anticoagulants target thrombin, or plasma proteases such as factor Xa that are required for thrombin generation. Although effective at limiting thrombus growth, these therapies inevitably carry a significant risk of excessive bleeding.10–12 Recent studies with mice lacking proteases of the intrinsic pathway of coagulation (factors IX, XI, and XII) raise questions regarding the premise that hemostasis and thrombosis represent "two sides of the same coin."13–15 Here, we review clinical data on the contributions of intrinsic pathway factors to normal hemostasis and thromboembolic disease in humans and discuss recent results with models of arterial thrombosis in mice deficient in proteases of the intrinsic pathway.
| Intrinsic Pathway Proteases and Normal Fibrin Formation |
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The intrinsic pathway is typically depicted as a sequence of proteolytic reactions culminating in factor IX activation (Figure, white arrows). However, the hemorrhagic phenotypes of patients deficient in components of this pathway suggest more complex interactions. Deficiency of factor IX or its cofactor, factor VIII, cause hemophilia B and hemophilia A, respectively, the severe forms of which are associated with crippling hemorrhage into joints and muscles, and soft tissue bleeding that can be life threatening.23 Factor XI deficiency, in contrast, is associated with a distinctly different, and usually milder disorder characterized by trauma or soft tissue-related hemorrhage, primarily involving tissues with high fibrinolytic activity.24 Finally, factor XII–deficient patients do not exhibit an abnormal bleeding tendency, even with surgery, despite having markedly prolonged PTT clotting times.25,26 These observations argue strongly against a model in which proteases are exclusively activated in a linear sequential fashion.
In current models of hemostasis, fibrin formation at a wound site is triggered primarily, if not exclusively, by the factor VIIa-tissue factor complex. In these scenarios factor XII is not required for fibrin formation.18,19,27 The significant differences in the bleeding abnormalities associated with factor IX and factor XI deficiency are explained by the observation that factor IX is also activated by the factor VIIa-tissue factor complex (Figure, dotted line 1).28 Although the relative contributions of the 2 mechanisms for factor IX activation are not certain, it may be that activation by factor VIIa-tissue factor is the more important mechanism in many circumstances. Similarly, factor XI may be activated by proteases other than factor XIIa, providing an explanation for the absence of a bleeding diathesis in factor XII deficiency. Thrombin can convert factor XI to the active protease factor XIa,29,30 and it is postulated that thrombin generated early in clot formation activates factor XI, creating a feed-back loop that sustains coagulation (Figure, dotted line 2).31 Thus, redundant mechanisms for factor IX and factor XI activation explain differences in the bleeding phenotypes in patients deficient in components of the intrinsic pathway and raise questions regarding the importance of contact activation initiated coagulation in vivo. Although it is difficult to make a strong case for a role for the classic intrinsic pathway in normal coagulation, it is possible that it is important for fibrin formation in some situations or during certain pathologic processes. The following section reviews data on intrinsic pathway proteins and thromboembolic disease in humans.
| Intrinsic Pathway Proteins and Thromboembolic Disease in Humans |
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2-fold increased risk of venous thromboembolism, compared with the remainder of the population. Similarly, factor VIII levels above the upper limit of normal (1.5 International Units/mL) gave an odds ratio for venous thromboembolism of
5.33 Subsequent prospective studies, in general, support the impression that high factor VIII levels are a moderate risk factor for venous thrombosis.36 These findings are supported by the observation that venous thrombosis is rare in hemophiliacs.37 Because of the rarity of severe factor XI deficiency, it is not clear whether this disorder also protects against venous thrombosis. A recent review of thrombotic events in rare coagulation disorders reported only 5 cases in severe factor XI deficiency,38 2 of which occurred after replacement therapy with factor XI concentrate, a product associated with thromboembolic events.39
Venous thrombi tend to be rich in fibrin and red blood cells, and relatively poor in platelets. It follows, therefore, that levels of plasma proteases involved in fibrin formation influence venous thrombotic risk. A role for intrinsic pathway factors in arterial disease in humans is not as clear as for venous events. Severe congenital coagulopathies such as hemophilia,40 type III von Willebrand disease,41 or Glanzmann thrombasthenia42 (absence or abnormality of the platelet
IIb/βIII integrin) do not appear to affect development of atherosclerosis, although there are suggestions that hemophilia retards arterial plaque formation somewhat in humans43 and mice.44 However, longitudinal studies in the Netherlands of patients with factor VIII or factor IX deficiency demonstrated a lower incidence of myocardial infarction than in controls, and an 80% reduction in mortality from coronary artery disease, suggesting factor VIII or IX deficiency may inhibit formation of thrombi at sites of plaque rupture.45,46 Although 2 recent reviews of case reports concluded that myocardial infarction may be more prevalent than previously suspected in hemophilia A or B,47,48 a significant number of cases were associated with factor replacement or the use of thrombogenic prothrombin complex concentrates. Since the 1960s, a role for elevated factor VIII levels in coronary and cerebrovascular disease has been addressed by several large studies (reviewed in reference 36), with conflicting results. Interpretation in some instances is rendered difficult because factor VIII levels fluctuate in response to a variety of stresses associated with acute illness, inflammation, and subclinical conditions; and because of the physical association of factor VIII with von Willebrand factor (vWF), a contributor to arterial thrombosis. Taken as a whole, the data do not allow us to draw firm conclusions regarding an association between factor VIII or IX levels and risk for arterial thrombosis, but indicate that deficiency of these proteins provides some protection from acute arterial thrombotic events.
An association between factor XI and arterial disease has been addressed in several recent studies. Risk factors for myocardial infarction were examined in a subpopulation of the Leiden Thrombophilia Study, the SMILE (Study of Myocardial Infarction—Leiden) project, and high levels of factor XI were associated with an
2-fold increased risk of myocardial infraction in men.49 Factor XI activity above the normal range was also identified as a risk factor for stroke and transient ischemic attacks in a retrospective analysis of patients under the age of 55.50 These data support studies in baboons51 and rabbits52 showing that factor XI contributes to the growth of platelet-rich thrombi in the arterial circulation. The consequences of severe factor XI deficiency (activity <0.15 U/mL) on myocardial infarction were studied in 96 Israeli patients over the age of 35 years.53 Sixteen had histories of myocardial infarction, an incidence not statistically different from what was expected in the general population. In contrast, a recent evaluation of 125 patients with severe factor XI deficiency from a similar study population identified a significantly lower risk for ischemic stroke compared with age and sex-matched controls.54 These findings raise the interesting possibility that factor XI may be more important for thrombus formation in the carotid artery or heart (the origins of most emboli that occlude cerebral vessels), than for thrombus formation at a site of plaque rupture in a coronary artery.
A contributory role for factor XII in either arterial or venous thromboembolic disease in humans has been difficult to identify, with a plethora of studies giving conflicting results. Factor XII deficiency has long been implicated as a prothrombotic state, dating back to the death of the index case for severe factor XII deficiency from a pulmonary embolism.55 Multiple case reports have described arterial and venous thrombotic events in factor XII deficient individuals, though some degree of reporting bias seems likely. A recent reevaluation of published reports suggests other congenital or acquired thrombotic risk factors are present in most factor XII deficient patients with thrombosis,56 and large case-controlled studies in the Swiss57 and Dutch58 populations did not find a correlation between factor XII deficiency and adverse outcomes. However, recent work has again brought the issue of factor XII and thrombosis to the forefront.
The SMILE project identified an inverse association between factor XII level and risk of myocardial infarction, with an odds ratio for individuals in the highest quintile of factor XII levels of 0.4 compared with those in the lowest quintile. This suggests a protective effect for higher factor XII levels.49 This study involved persons with factor XII levels within the broad normal range and did not examine the consequences of severe deficiency. A recent analysis of more than 8500 individuals in Austria partially addressed this issue.59 Again, overall mortality and death from cardiovascular disease increased as factor XII level decreased, although thrombosis was not distinguished from other types of cardiac disease. However, mortality for patients with 1% to 10% of normal factor XII level (severe deficiency) was similar to mortality for the population median, suggesting a fundamental difference between severe and moderate factor XII deficiency. Elevated levels of activated factor XII (factor XIIa) have been associated with increased risk for coronary heart disease60 and were a prognostic risk factor for recurrent coronary events,61 supporting the premise that factor XIIa may contribute to thrombus formation. It is not known whether factor XIIa contributed to thrombotic events in these patients, or was generated as a consequence of the thrombosis or tissue ischemia. In contrast, a recent assessment involving a case–control study from the Second Northwick Park Heart Study indicates that low factor XIIa levels (detected as factor XIIa in complex with C1-esterase inhibitor) were associated with an increased risk of coronary artery disease and stroke in middle-aged men.62 When evaluating clinical data on factor XII, it is important to note that antibodies to factor XII and reduced factor XII levels have been associated with antiphospholipid antibodies (APA) and the prothrombitic APA syndrome.63,64 APAs are relatively common in the general population, and it is possible that they are over-represented in patients with apparent low to low-normal factor XII levels. At this point the available data do not allow us to firmly conclude that factor XII contributes positively or negatively to thrombotic disease in humans.
| Mouse Models of Intrinsic Pathway Protein Deficiencies |
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20% of animals had spontaneous bleeding, primarily affecting subcutaneous tissue or the thoracic cavity,71 in contrast to the joint and soft tissue bleeds typical of human hemophilia. In our experience, factor IX–null mice do not experience significant bleeding with some types of surgical procedures such as cut-down on the carotid artery. It is not clear whether the observations are attributable to fundamental differences in the hemostatic systems of mice and humans, or simply reflects variation in mechanical stress on tissues attributable to size differences. Factor XI–deficient mice have normal tail bleeding times15,67 and no obvious abnormality of hemostasis. This is in contrast to humans with severe factor XI deficiency, many of whom experience hemorrhage after trauma or surgery, particularly if the oropharynx or urinary tract are involved.72 It must be pointed out that factor XI–deficient mice have not been systematically challenged by injury to these tissues, so it is not known whether this protease is required for normal hemostasis in mice in some situations. Hemostasis has been tested in factor XII–deficient mice on different genetic backgrounds and, as in factor XII–deficient humans, appears to be normal.68
| Intrinsic Pathway Proteases in Arterial Thrombus Formation in Mice |
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Extrapolating from current models of hemostasis, it seemed reasonable to conclude that the processes leading to thrombus formation in the ferric-chloride model would not require factor XII. However, factor XII–deficient mice have a marked defect in occlusive thrombus formation in response to ferric chloride-injury of mesenteric vessels and after ligature injury or mechanical endothelial denudation of the carotid artery.14 A head-to-head comparison of factor XII–deficient and factor XI–deficient mice demonstrated that both lines were comparably protected from thrombus formation.14 Intravital microscopy of mesenteric arteries and veins in factor XII– or factor XI–deficient mice treated with ferric chloride revealed that platelet aggregates form, but that large aggregates are unstable, fragment, and are swept away by the flowing blood, preventing vessel occlusion.14 We subsequently compared factor XII–deficient mice to factor IX– or factor XI–deficient mice in the ferric chloride-carotid artery injury model (unpublished observations, Q. Cheng, D. Gailani, T. Renné, 2007). Factor XII deficiency provided the same degree of protection from occlusion as factor IX or factor XI deficiency. Cumulatively, these findings1 demonstrate that factor XII and factor XI are essential for thrombus propagation in arteries in mice and2 suggest that the classic intrinsic pathway of coagulation may be operating during pathologic thrombus growth.
| Intrinsic Pathway Proteases in a Murine Model of Cerebral Ischemia/Reperfusion Injury |
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The results of this work suggest that the contribution of factor XII to cerebral injury is mediated through the intrinsic pathway, a premise supported by the finding that inhibiting factor IX activity by infusion of active site inhibited factor IXa is protective in this model.76 However, alternative processes are possible. Factor XIIa and related fragments can activate plasma factor VII,77 perhaps priming the extrinsic pathway. Furthermore, factor XIIa may initiate other proteolytic cascades involving complement,78 fibrinolysis,79 and kallikrein/kinin formation80 that may contribute to inflammation, aggravating ischemia-reperfusion injury related damage. Three studies using bradykinin B2 receptor–null mice addressing the importance of the kallikrein-kinin system in MCA or carotid artery occlusion models came to different conclusions.81–83 In our hands, these mice are not protected from ischemia-reperfusion injury in the MCA occlusion model (data not shown). Factor XI circulates in plasma as a complex with high molecular weight kininogen (HK),84 a glycoprotein that is cleaved by kallikreins to release bradykinin.85 Mice lacking HK have prolonged times to carotid artery occlusion in a Rose Bengal/laser injury model (K. McCrae, personal communication, 2007). These animals will be invaluable in sorting out the importance of kininogens and kinin formation in the thromboembolism models.
| Conclusions |
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Although the physiological function, if any, of the classic intrinsic pathway remains to be elucidated, it is possible that inhibiting a protease in this pathway may offer a strategy for preventing or treating arterial thrombosis. At this point we can only speculate as to which protease would provide the best target for drug therapy in humans. Data from multiple species clearly show that factor XII is not required for normal hemostasis, and its inhibition should not result in an increased risk for bleeding. However, of the major proteases in the intrinsic pathway, the association with thrombotic disease in humans is most tenuous for factor XII. Furthermore, factor XII may be a component of other host-defense mechanisms,78–80 and the long-term consequences of targeted inhibition of factor XIIa in a large patient population is not known. Factor XI is thought to be a dedicated coagulation protease, although there is evidence that it has activities other than activation of factor IX in mice.86 Inhibition of factor XIa in nonhuman primates (baboons) is efficacious in preventing formation of platelet rich thrombi in arterial grafts.51 However, inhibition of factor XIa in humans may increase bleeding in some patients, and possibly exacerbate mild preexisting bleeding disorders. The hemostatic defect in factor XI–deficient individuals is relatively mild,72 and the bleeding risk should be significantly lower for a factor XIa inhibitor than for our current anticoagulants. Finally, inhibition of factor IXa may turn out to be a useful in some situations. Although a drug that produces a condition comparable to mild to moderate hemophiliac may not seem an attractive option, studies in rodents have shown this type of therapy to be efficacious and safe on a short-term basis. A better understanding of the physiological and pathologic processes that are dependent on intrinsic pathway proteases will be critical to the development of therapeutic strategies aimed at targeting the prothrombotic activities of these interesting proteins.
| Acknowledgments |
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This work was supported by grants HL58837 from the National Heart, Lung, and Blood Institute and 0655311B from the American Heart Association Southeast Affiliate (to D.G.); and SFB 355 and SFB 688 from the Deutsche Forschungsgemeinschaft (to T.R.).
Disclosures
T.R. is named on a patent application covering the use of factor XII as a target for anticoagulant therapy.
| Footnotes |
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