Brief Reviews |
From the Departments of Pathology (T.Q.N., W.C.L., S.M.S.) and Medicine (W.C.L.), University of Washington, Seattle, Wash.
Correspondence to Stephen M. Schwartz, Department of Pathology, University of Washington, 815 Mercer St, Room 421, Seattle, WA 98195-4717. E-mail steves{at}u.washington.edu
| Abstract |
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Recent literature shows that physiological and developmental functions of many cell types require active caspases without progressing to cell death. We discuss the role of macrophage cell death in plaque progression, possible mediators of macrophage cell death, and the possible functions of plaque macrophage using the nondeath caspase pathway.
Key Words: apoptosis caspase death receptors monocyte/macrophage plaque rupture
| Introduction |
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Obviously, it follows that the mechanisms of macrophage death have become a focus of research in atherosclerosis.1113 Most of these studies refer to the death process as "apoptosis," implying a specific mechanism. Evidence for "apoptosis" includes the presence of terminal deoxynucleotidyl transferase-mediated dUTP nick-end labeling (TUNEL)-positive reaction. The TUNEL reaction is interpreted as evidence for activation of the canonical caspase-driven pathway, because DNA fragmentation is typically caused by caspase-dependent cleavage of the DNase inhibitor (DFF45/ICAD).14
In support of the theory that apoptosis is important in atherosclerosis, studies in the late 1990s identified cleaved caspases within human atherosclerotic lesions.15 Other articles presented evidence correlating the presence of the proapoptotic death receptor, Fas (CD95), and its cognate ligand, FasL (CD178), within the necrotic core.16,17 Thus, the term "apoptosis" has generally been taken to imply caspase-mediated death, possibly initiated by Fas.
If plaque macrophage death is caspase-dependent, then we would have several specific targets for therapeutic intervention in plaque progression. This review discusses the critical features of caspase-mediated death and the evidence that this pathway, or other death pathways, is critical to death of plaque macrophages. Finally, we address the recent evidence that caspases have functions in addition to their role in death (Table).
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| Cell Death in Caenorhabditis elegans |
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| Mammalian Homologs of the C elegans Death Genes |
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The next component of the apoptotic pathway in C elegans is CED-4. Only one mammalian homolog of CED-4 (Apaf-1, apoptotic protease-activating factor 1) has been identified.19 Apaf-1 is critical for death initiated by mitochondrial damage, in which it forms a complex with cytochrome-c to activate caspase-9.
More than 20 mammalian homologs of CED-9 and EGL-1 have been identified. The family is called the BCL-2 family after the first mammalian member to be identified as an oncogene in lymphoma.22,23 BCL-2 family members possess up to 4 BCL-2 homology domains (BH). The functional roles of BCL-2 proteins depend on BH3 and BH4 domains in destabilizing or stabilizing mitochondrial membrane potential.24 Proteins with all 4 BH domains, like BCL-2, stabilize mitochondrial membranes. Mechanistic studies of BCL-2 function led to the discovery that release of mammalian cytochrome-c from damaged mitochondrial membrane is required to amplify the caspase cascade by aggregation of Apaf-1 with caspase-9 to form the apoptosome.25 Mitochondria also contain another proapoptotic factor, AIF (apoptosis-inducing factor), which is released from damaged mitochondria.26 The C elegans homolog of AIF, WAH-1, has also been shown to associate and cooperate with mitochondrial endonuclease CPS-6/Endonuclease-G to promote DNA degradation and apoptosis in a CED-3 (caspase)-dependent manner.27 In mammalian cells, AIF initiates a caspase-independent death pathway.26 Thus, cell death may be independent of active caspases even if, as suggested by studies of cholesterol loading, death is mediated by mitochondrial injury (discussed later).
| Three Types of Caspase-Dependent Death in Mammalian Systems |
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The classic example of type I death is death induced by Fas (CD95; Figure 3). Trimerized Fas, induced by binding of Fas ligand (CD178), forms a death-inducing signaling complex including ligand-, receptor-, and a caspase-activating complex consisting of an adaptor protein, Fas-associated death domain protein (FADD), procaspase-8, and a proteolytically inactive homolog of procaspase-8, c-FLIP.29 The zymogen, procaspase-8, is recruited to the death-inducing signaling complex via interaction with FADD and c-FLIP. It is then activated by hetero-oligomerization and proteolytic autoprocessing. This is followed by release of the activated form of caspase-8 to the cytoplasm. The activated initiator caspase-8 proteolytically activates the downstream executioner caspases, including, but not limited to, caspase-3, caspase-6, and caspase-7. Autocatalysis of the executioner caspases initiates a catastrophic proteolytic cascade (Figure 3). Although originally described in the immune system, type I death is now recognized to play an important physiological role in cell death in the liver, heart, and hematopoietic system.30 As is discussed, type I death has also been implicated in plaque rupture.
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The type II paradigm also derives from studies of Fas. In this model, production of caspase-8 is limited by levels of c-FLIP. Although c-FLIP is required for activation of caspase-8 at the death-inducing signaling complex,29 high levels of c-FLIP act in a dominant-negative manner.31 The resulting rate of formation of active caspase-8 is insufficient to initiate the proteolytic cascade. However, caspase-8 cleaves BID, a BH3 containing homolog of EGL-1. Truncated BID aggregates with BAX to form a complex that disrupts mitochondrial membrane and releases cytochrome-c.32 Cytochrome-c activates caspase-9, which then initiates the caspase cascade.
Type I and type II terms are generally used in the literature; however, we would like to suggest a third paradigm to emphasize forms of death that are independent of cell membrane death receptors. For example, mitochondria can be injured by free radicals, halogenation, calpains, and p53 activation.3335 Moreover, mitochondrial damage can lead to caspase-dependent or caspase-independent death.36,37 Few of these "type III" death pathways have been characterized in macrophages.
| How Do Macrophages Die in the Plaque? |
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Finally, FasL is expressed by T lymphocytes and/or macrophages, and Fas-expressing macrophages have been shown to be present in areas of the plaque characterized by evidence of apoptosis.16,4446 Macrophages are protected from the direct apoptotic effects of Fas by the expression of c-FLIP as a dominant-negative inhibitor of caspase-8.47
The Fas hypothesis has several problems. Although Fas itself does not kill macrophage, in vitro studies suggest that Fas ligation may be required for macrophage cell death in response to different forms of low-density lipoprotein (LDL).46,48 In vivo studies of the role of Fas in the plaque have led to contradictory results. Two groups have described a decrease in transplantation-related atherosclerosis by overexpression of Fas or Fas ligand.49,50 In contrast, Schneider et al found that localized expression of Fas ligand accelerated fat-fed atherosclerosis in rabbits.51 These confusing results may depend on understanding the systemic role of Fas in autoimmune disease. Although the Fas mutation seen in humans with a Fas mutation results in autoimmune lymphoproliferative syndrome, autoimmune lymphoproliferative syndrome is now recognized as a distinct disease from SLE, and we lack evidence linking that disease to atherosclerosis.38 Moreover, the effect of the lpr/lpr mutation on murine disease may be indirect. A detailed genetic analysis of F2 crosses with an lpr and apolipoprotein E (ApoE) mutation attributed the acceleration effect to a reduction of high-density lipoprotein cholesterol linked to the Fas locus. Because high-density lipoprotein is antiinflammatory, the lpr effect could be indirect.52 Similarly, a recent article found that ApoE/ mice with the gld/gld mutation in FasL show accelerated atherosclerosis in a context of systemic inflammatory changes, including lymphadenopathy, splenomegaly, and elevated autoantibodies.53 This result is surprising, because the background strain for the ApoE/ mice, C57BL/6, is not known to be susceptible to SLE. A reasonable interpretation may depend on the fact that ApoE, aside from its antiatherosclerotic effect is also antiinflammatory.
The molecules usually implicated in death of plaque macrophages are cytocidal lipids,54,55 but some components of oxidized LDL can promote survival.56 The first evidence for the oxidized lipid hypothesis appears to be an observation in the 1970s that rabbits fed purified cholesterol developed limited disease, but rabbits fed chow with "brown" cholesterol taken from a laboratory reagent bottle developed large lesions with necrotic cores.57 Some workers in the field have assumed that the moieties responsible for this promotion of lesion formation are free radicals derived from the oxidized lipids.12,48,58 At least one group, however, reported that oxidized LDL can be antiapoptotic under some circumstances.56 Such differences may reflect differences in the way oxidized LDL or macrophage are prepared in different laboratories. An understanding of this literature requires very careful attention to the method used to produce "oxidized LDL," especially the use of copper to oxidize LDL, the extent of oxidation, storage of the product, and dialysis to remove oxidants.
An alternative cytocidal lipid is cholesterol itself. This hypothesis dates back 2 decades to studies of the ability of lysosomal enzymes to process lipids. The earlier studies suggested that macrophage death occurs because of the inability of the plaque macrophage to de-esterify the massive amounts of cholesterol ester that accumulates in plaque.59 The cholesterol hypothesis was supported by in vitro studies showing that macrophages, at least in vitro, lack sufficient cholesterol esterase to hydrolyze the cholesterol esters taken up by foam cells.60 More recent support came from in vivo studies in LDL receptor/ mice reconstituted with monocytes deficient in acetyl-coenzyme A transferase (ACAT1). Lesion size was increased with large necrotic cores and an increase in TUNEL frequency.61 More recently, in a similar experiment, Feng et al studied mice with mutation of a protein, Npc1, required for transport of endosomes to the endoplasmic reticulum (ER). Their theory was that cholesterol in the ER causes death by activation of an endosome-dependent ER stress pathway. When mice deficient in Npc1 were crossed with ApoE/ mice, incidence of TUNEL was decreased, although curiously there was no change in lesion size.62 The issue of TUNEL is also complicated because TUNEL frequencies, at best, tell us that some death has occurred but do not tell us the rate of cell death. Moreover, apoptotic death may decrease lesion mass or increase it as a result of reaction to cytokines, especially Th2 cytokines, associated with the response to apoptotic cell death.63 In any case, it seems unavoidable that death of cells in the plaque will increase plaque vulnerability.
Thus, Feng et al have proposed a specific pathway leading from accumulation of free cholesterol to ER injury, followed by activation of an ER-bound caspase, caspase-12. However, cell death by oxidized LDL versus cell death by cholesterol accumulation may use different mechanisms. For example, the frequency of TUNEL-positive macrophages with unesterified cholesterol in vitro in the presence of acetyl-coenzyme A transferase inhibitor is <20%, whereas the level of cell death seen with oxidized LDL approaches 100%.46,48 Although in vitro studies implicate caspases in death caused by cholesterol accumulation, mechanisms of death by oxidized LDL appear to be caspase-independent. Oxidized LDL kills nearly 100% of cells in the presence of a caspase inhibitor. In contrast, death caused by unesterified cholesterol can be inhibited by caspase inhibitors.40
It is important to point out that very few of the possible mechanisms for death of cells in atherosclerotic lesions have been studied. Toxic agents likely to be present in plaques include oxidized lipids, free radicals, halogenated products, detergents, enzymes, and bacterial products. Moreover, there is evidence for complement activation and p53 activation in plaques.3335 One study suggests that p53 itself may work by controlling cell surface presentation of Fas.64 Targeted loss of p53 in plaque macrophages has been shown to increase lesion size.65 Furthermore, p53 delivered by adenoviral transfection caused plaque rupture, presumably via death of plaque macrophages.66 The issues with Fas, or other death receptors, are further complicated by potential systemic effects on inflammation that may influence local effects on cell death.67 Finally, the only model with both in vivo and in vitro data are the free cholesterol hypothesis. Clearly, there is a need for both more exploration of different hypotheses and for critical evaluation in animal models.
| Caspase Activity Need Not Imply Death |
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| Functions of Active Caspases in Living Cells |
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Whereas thrombopoiesis, erythropoiesis, and keratin formation might be considered as formes frustes of programmed cell death, caspase activity is also required for differentiation of nucleated cells. For example, transient caspase activation is also necessary for differentiation of hematopoietic cells, proliferating lymphocytes, spermatids, myoblasts, and syncytiotrophoblasts, as well as differentiation of monocytes to macrophages.46, 6871, 7376 Many of these requirements for caspases in both may be related to proteolysis of cytoskeletal proteins. Apoptotic cells and differentiating cells undergo shape changes. Thus, in myoblasts, deletion of caspase-3 leads to dramatic reduction in myofibers,71 possibly by loss of cell fusion. Similarly, fusion of cytotrophoblasts into syncytiotrophoblasts can be inhibited by downregulation of caspase-8 protein expression, or the inhibition of caspase-8 protein activity.75 Caspases also serve to remove cytoplasm during the process of spermatid individualization from spermatocytes.76 Similar functions might be critical to the ability of macrophage to form extensively modified cell structures, such as cell projections and, possibly, giant cells.
Beyond terminal differentiation and shape changes, caspases appear to play a role in the cell cycle. Direct evidence for caspase involvement in cell cycle has been shown in FADD/ mice or mice expressing a dominant-negative FADD protein, in which activation-induced proliferation of T cells is impaired.7779 Caspase-8 is cleaved in nonapoptotic T cells after T-cell receptor stimulation.80 Proliferation of activated T cells is impaired by caspase inhibitors, such as the pan-caspase inhibitor, zVAD-FMK.80
Selective cleavage of caspase substrates has been identified in proliferating T cells. Cell-cycle arrest at the G2/M checkpoint is caused by phosphorylation of CDC2 by an inhibitor of cell-cycle regulator kinase, Wee1. The inhibitory Wee1 is cleaved by active caspases in proliferating T cells. Interestingly, inhibitors of DNase, substrates implicated in cell death, including DFF45 and replication factor, RFC140, remained intact in these proliferating T cells despite the presence of active caspases.
| Caspase-Sensitive Kinases: A New Signaling Paradigm |
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Caspase-mediated cleavage of kinases may also direct cell polarity and motility. Although Cdc42 is not a caspase substrate, it interacts with the caspase substrate, Par6-aPKC
, to regulate glycogen synthase kinase-ß and promote centrosome polarization to control the direction of cell protrusion. Furthermore, caspase activation may also serve to auto-downregulate inflammatory responses. Caspase-dependent cleavage of cPLA2 has been shown to be Fas-dependent.93 Thus, FasFasL interactions may serve a dual physiological role in monocytes/macrophages. Initially, Fas may regulate differentiation into the macrophage phenotype and subsequently downregulate the inflammatory response via activation of caspases to reduce intracellular cPLA2.
| Speculation: Possible Functions of Active Caspases in Plaque Macrophage |
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As discussed, active caspases are also implicated in macrophage differentiation. Signaling through PKC
is critical for maturation of macrophages.97 Cleavage of both atypical and novel PKC isoforms has been demonstrated in both apoptotic U937 and HL60 (myelomonocytic cell lines) induced by PMA to become nonapoptotic, adherent cells.85 Mice deficient in Prkc
(PKC
) are smaller in weight and have frequent Gram-negative bacterial infections caused by impaired host defense responses to lipopolysaccharide (eg, reduced levels of nitric oxide, tumor necrosis factor-
, and IL-1ß). Thus, living macrophages with active caspases can cleave Prkc
to amplify lipopolysaccharide-mediated signaling. In addition, mice with disruption of Prkc
(PKC
) showed phenotypic alterations in secondary lymphoid organs reminiscent of those in TNF receptor-1 and lymphotoxin B receptordeficient mice.98 Embryonic fibroblasts lacking Prkc
were severely impaired in I
B-dependent transcriptional activity. Again, macrophages and potentially proliferating T cells can amplify NF
B-dependent inflammatory responses by caspase-mediated cleavage of Prkc
and PKC
into constitutively active forms.98,99 One needs to consider the potential role of active caspases in differentiation of the various types of monocyte-derived cells (eg, dendritic cells, histiocytes, and macrophages) present in the atherosclerotic plaque.
| Summary |
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Morphological criteria for apoptosis, including TUNEL, do not prove that a caspase-dependent death process has occurred, or even shed light on specific mechanisms of death. Moreover, caspase activation should not be equated with cell death. Identifying the critical death pathway(s) within the plaque remains an important research objective.
Macrophages in vitro can survive and even replicate with evidence of caspase activity. Immunocytochemical studies suggest, but do not prove, that similar cells with caspase activity exist in plaques. Functions of nonlethal caspases in macrophages or, for that matter, in other cells of the atherosclerotic plaque have only begun to be explored. Before such studies can proceed, however, it may be very important to know more about the role of active caspases in mediating differentiation of monocytes into different cell types within the plaque.
| Acknowledgments |
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| Footnotes |
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Received September 7, 2004; accepted February 2, 2005.
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