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Brief Reviews |
From the Division of Hematology, Health Sciences Center (J.J.), and the Department of Applied Mathematics and Statistics (E.B.), Stony Brook University, Stony Brook, NY.
Correspondence to Jolyon Jesty, Division of Hematology, Health Sciences Center, Stony Brook University, Stony Brook, NY 11794-8151 E-mail jolyon.jesty{at}sunysb.edu
Series Editor: Yale Nemerson
| Abstract |
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The clotting cascade has enormous amplification potential and requires critical regulation. When the positive-feedback reactions of clotting are regulated by inhibitors, thresholds result. These act like switches, with small stimuli and/or nonproductive local conditions generating no response, and larger stimuli or prothrombotic conditions producing a full, explosive response.
Key Words: blood coagulation positive feedback threshold protease inhibitor
| Introduction |
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| Positive Feedbacks |
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| The "Idling" Clotting System |
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Steady States
The steady-state maintenance of an idling level depends on the balance between formation rate and inactivation rate. The simplest case is seen when an enzymes formation rate is constant, or zero-order, and its inactivation is first-order. Consider an enzyme E that is generated at a constant rate, d[E]/dt=C (eg, nmol·L1·min1). If at the same time it is subject to first-order inactivation, d[E]/dt=k[E] (eg, units of k are min1), then a steady state will be attained when the enzyme concentration is such that C=k[E]. Thus, the steady-state concentration is [E]ss=C/k (nmol/L). Although this description is written in solution-phase terms, it is also valid for the generation of enzymes on cell surfaces or other membranes, with a solution-phase inhibitor like antithrombin III (ATIII) providing inactivation. Although this form of steady-state regulation is true for thrombin and FXa, things get more complicated in the initial reactions that generate FXa.
Regulation of FIX and FVIIa
The enzymes that form FXa are (1) FIXa, in company with its regulatory cofactor FVIIIa, and (2) FVIIa, in company with its cofactor TF. In both cases, the free enzymes continuously circulate at low levels, but neither is subject to much regulation in the absence of the active cofactor.911 Their function is governed by their cofactors.
FVIII requires the feedback action of thrombin to allow formation of the active IXa:VIIIa complex that converts FX to FXa. This complex then loses activity by two mechanisms. First, FVIIIa is spontaneously unstable, decaying at a substantial rate,12,13 although it (particularly the porcine protein) is more stable in the presence of FIXa and phospholipid.13,14 Second, it is subject to later inactivation by the protein C pathway. The details of FVIIa regulation are very different, but still it is the cofactor TF that controls everything, being absolutely required for the inactivation of FVIIa by TF pathway inhibitor (ie, TF pathology inhibitor [TFPI]).15 For both FIXa and FVIIa then, there is no significant inhibitory capacity in the plasma, and in the absence of their cofactors, they last a remarkably long time.911 It is only through their cofactors that they are subject to regulatory control.
We therefore have an overall picture wherein regulation of the upper enzymesFVIIa and FIXais dominated by their regulatory cofactors, and the lower enzymesFXa and thrombinare regulated by a permanent, first-order, inhibitory capacity in the form of ATIII. (There is a wrinkle in this broad picture, in the form of additional regulation of FXa by its cofactor FV, which we will address later.)
Sources of Idling
Although alternative means of system activation may contribute, eg, activation by monocyte cathepsin G,16 the major source of the clotting systems idling is now quite clear, with the discovery of and substantial confirmation that low levels of TF continuously circulate in the plasma.1720 More important in regard to hemostasis mechanisms, this material can be recruited to aggregated platelets and into thrombi under flow conditions.21,22 There are different forms of circulating TF. A major portion likely occurs in the form of microparticles derived from monocytes and polymorphonuclear leukocytes, which bind to platelets via P-selectin.2325 However, another plasma form of TF, formed by alternative splicing, has recently been described. This variant lacks the carboxy-terminal transmembrane domain of normal TF and is soluble, but it is still weakly procoagulant and can also be incorporated into thrombi under flow conditions.26 Although the plasma TF level is certainly very low,27,28 it rises significantly in numerous situations, including myocardial infarction and other cardiovascular disease, sepsis, disseminated intravascular coagulation, and diabetes.18,20,27,2931
The presence of procoagulant TF in the normal circulation immediately raises the question of how, given the high efficiency of the clotting enzymes, the system avoids continuous substantial activation. It might be thought that the requirement of many of these reactions for anionic phospholipid (see later sections) fully answers the question, but actually none of the relevant enzymesFVIIa, FIXa, and FXais completely inactive in the absence of its cofactor(s). To answer the question in part, we link two features that we think are central: the regulation of positive feedback steps by inhibition of feedback enzymes and the concept of activation thresholds. The bulk of the evidence for the latter comes from mathematical analysis of both small and large parts of the system.
| The Positive-Feedback Steps of Clotting |
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The activation of TF:VII by FXa is the major initiating feedback loop of clotting. When TF is available to the plasma, the former binds with very high affinity to FVII or FVIIa. Most of the available TF surely binds to the inactive zymogen FVII, thereby forming the TF:FVII complex. However, plasma also contains low levels of FVIIa, typically
0.5% of the level of FVII,32 and we expect that a proportionate amount of TF will be bound to it. This would be sufficient to start the FXa-catalyzed feedback that leads to bulk conversion of TF:VII to TF:VIIa.
The activation of FVIII by thrombin is another important step. As mentioned before, FVIII is the regulatory cofactor for FIXa, but the former circulates as the inactive or almost inactive precofactor. Thus, FIXa generation will not propagate through the cascade until FVIII is activated. Although FXa is capable of activating FVIII,33 it is thrombin that undoubtedly plays the major role.13,34
FXI is activated in a very-long-range feedback loop by thrombin35 and especially so in the presence of activated platelets.36,37 Although the reaction is not particularly efficient, it seems capable of explaining the partial requirement for FXI in normal hemostasis.
Thrombin is a major activator of platelets, and activated platelets are required for numerous reactions of the central core of the clotting pathways, providing anionic phospholipid for the reactions of vitamin Kdependent proteins and a number of receptors involved in hemostasis. Although platelet-released agonists are important, the action of thrombin also qualifies as a major positive feedback step. Platelet activation is also the major source of functional FVa in normal hemostasis, which is released from
-granules to the platelet membrane in an already active state. In contrast, plasma FV appears to have little or no function.38,39 This is an important point, because it relegates plasma FV and its feedback activation by thrombin to a minor role.
| The Inhibition of Feedback Enzymes |
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15 seconds, and that of FXa is
1 minute.5,6 It is likely that in the vasculature, which is lined with heparinlike material on the endothelial surface,4043 inhibition is faster than this; nevertheless, first-order kinetics still hold. | Thresholds |
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Experimental Evidence
Experimental proof for a threshold of the sort proposed herein is very difficult because it requires the measurement of zymogen activation in the presence of enzyme inhibitors andcriticallyproof of stability (ie, an experimental nonevent) at low stimulus levels. In passing, we note that plasma studies at very low levels of system activation by TF are especially difficult. Not only may the levels of FXa and/or thrombin generation be very small, but also effective and complete inhibition of contact activation is required, generally with corn (maize) trypsin inhibitor. A related requirement is proof of nonlinearity and especially demonstration that the stimulus-response curve does not pass through the origin; ie, there is no response until a finite threshold is reached. For instance, a simple saturating hyperbola relating a response (R) to a stimulus (X), R=max[X]/(K+[X]), is nonlinear: it provides for saturating behavior at high [X] and a nearly linear reduction in response at low [X]. Nonetheless, it passes through the origin. A small number of apparent thresholds have been experimentally demonstrated in large systems, 1 of the more convincing being that of Ataullakhanov et al,44 who measured the plasma clotting response to contact activation as a function of Ca2+ ion concentration and observed a very sharp cutoff at low Ca2+ concentration (0.25 to 0.5 mmol/L). vant Veer and Mann45 have similarly reported a sharp change in the response of a complex pure system to changes in a number of variables, in particular, inhibition mechanisms. However, in neither case was complete stability observed below the "threshold," and the specific role of feedback steps was not considered. We ourselves have recently demonstrated an activation threshold in a quite artificial feedback systemthe regulation of FXII autoactivation by FXIIa inhibitionbut the conditions of this study were not relevant to physiologic hemostasis.46
| Models |
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Analytical Models
An alternative approach is to reduce a system, such as a feedback loop or a collection of them, to its minimal structure and examine it mathematically to determine the general system properties. Although such models eliminate all of the details, they do generate fundamental not condition-specific conclusions. Levine2 was the first to do this, by making a small model of the initial cascade of clotting that convincingly demonstrated its amplification potential. We have used the same approach to investigate some general properties of positive feedback.47,48
Mathematical Analysis: an Example
Although some readers may prefer to skip this section, we think it useful to illustrate the principles of the analytical approach by analyzing the simplest positive-feedback system (real examples are mentioned below), wherein an enzyme E catalyzes its own formation from a zymogen precursor Z in the presence of an inhibitor INH, everything being in the solution phase:
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An initial trace of E must be provided to enable the feedback loop to run. By Michaelis and Menten, the rate (or velocity V) of enzyme generation at any instant is
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We can simplify this by concentrating on the initial rate of E formation, which will be sufficient to tell whether or not the feedback loop fires. At this stage, [Z] is essentially constant, and so we can define a first-order constant, kf=kcat[Z]/(Km+[Z]), and enzyme generation can be written as Vgen=kf[E]. The kinetics of enzyme inhibition or decay are assumed also to be first order with a rate constant ki, so that the rate of enzyme inhibition is Vinh=ki[E]. The net rate of generation of E at any instant is therefore
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It is clear that the enzyme can only be generated, ie, the system can only fire, if kf>ki. Below this threshold, kf<ki, the initial trace of E present decays exponentially, and the system remains permanently stable. Above the threshold, kf>ki, explosive exponential generation of E occurs. Of critical importance, because neither kf nor ki includes an enzyme-concentration term, the position of the threshold depends on [Z], kcat, Km, and ki and is independent of the initial trace level of enzyme present in the system, so long as some finite amount of E is initially present.
Figure 2 shows simulated thresholds in an autocatalytic system, with the stability of the zymogen (at infinite time) plotted as a function of the inhibition rate of the feedback enzyme. The three curves were obtained at different efficiencies of autoactivation, ie, kf. The controlling balance between feedback activation rate and inhibition rate is clear.
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Lag Times
The initial trace level of E, [E]0, does not determine whether a feedback system will fire, but when the threshold is exceeded and the system does fire, [E]0 controls the lag time, or the time required to generate the full response. It is relevant that the clotting system idles, so that there are always traces of all enzymes available, and there is no need to consider how one gets the "egg" in the absence of the "chicken," or vice versa. For one particular feedback loop (see Figure 3), we have examined in detail the relation of lag time to the stimulus size and the initial trace level of enzyme.47
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More Complex Feedback Loops
Simple autocatalytic feedback exists in the clotting cascade at 2 points: (1) in contact activation, the initial activation of FXII to FXIIa is autocatalytic49 and (2) in the TF pathway, the TF:FVIIa complex is capable of autoactivating TF:FVII.5052 Because of low efficiencies, however, we think it unlikely that either has a major functional role in the normal course of hemostasis. The more significant real feedback steps of clotting listed earlier are more complex. We have examined some that are amenable to analysis and have shown that the overall threshold properties are maintained.48 However, because of the complexities of real clotting reactions, eg, feedback loops on cofactors; more complex inhibition mechanisms, etc, it is not possible to formulate analytic models that are both accurate representations and mathematically soluble. Nonetheless, two key properties of longer-range feedback are clear. In Figure 3, we show a model of a 2-zymogen, 2-enzyme feedback, with both enzymes subject to inactivation. This model is close to the situation for the feedback activation of TF:FVII by FXa, but in the real world, the inhibition of TF:FVIIa is much more complex than just first-order decay. It is nevertheless instructive to note that the threshold in this system is regulated by the products of the kinetic parameters for enzyme generation and enzyme inhibition: kf,1kf,2>ki,1ki,2. For instance, if the inhibition rates of both enzymes are increased 5-fold, a 25-fold shift in the threshold is predicted (see the later section on anticoagulation). And importantly, this multiplier effect is retained in longer-range feedback.48
Numerical Models
As we have already mentioned, detailed models that are solved numerically are the more common approach, and this has the advantage that the conditions simulated can be much closer to the physiologic system. Earlier models focused on smaller parts,3,12,53,54 whereas later ones included enzyme inhibitors,55 a phospholipid membrane, and the protein C system.56,57 Although none has focused on feedback loops or thresholds, two have produced striking evidence for excitation thresholds.56,57 These reports also happen to include detailed consideration of the role of the (anionic) phospholipid membrane in clotting. This can be modeled in a manner similar to that for protein molecules in the solution phase, in which small vesicles are simulated to provide an equally distributed concentration of membrane. More complex is simulating the role of a true membrane surface, such as the one that activated platelets might provide, for then one needs to incorporate the complications of the boundary layer and the rates of diffusion between the membrane and solution phases.
Flow and Membrane Surfaces
Finally, there is the enormous complication of flow, which transports reactants along a vessel, and diffusion, which is largely responsible for transport of reactants to a membrane and of products away from it. This is a complex subject and not within the scope of this review. For interested readers, however, references 57 through 60 provide an introduction. In addition to their studies of a comprehensive ordinary differential equation model,57 Gentry et al58 have used stochastic particle-tracking methods to model a membrane-bound reaction under flow at its most detailed (FX activation by TF:FVIIa) and have demonstrated the critical role of the transport of product away from the membrane. In a rather less complex situation, we have examined a model of autolytic feedback (cf Figure 2) occurring on a restricted area of stationary membrane, or "patch," in the presence of flow. In addition to the kinetic balance of enzyme generation and inhibition, this threshold is regulated by both the flow rate and the size of the active membrane patch on which the feedback is localized.59 Loss of feedback enzyme activity thus occurs by two mechanisms: (1) inhibition of the enzyme on the patch, essentially as we have previously considered for solution systems (see earlier sections), and (2) dissociation, diffusion, and flow away from the patch. Thus, depending on the other conditions already discussed (kinetic parameters, etc), small procoagulant patches may not support a feedback loop and excitation, whereas larger patches may. Although the simplification inherent in such a model far removes it from reality, such as a patch actually representing a clump of activated platelets, the possible additional regulation of thresholds by the physical dimensions of a procoagulant area are of interest.
| Controlling the Threshold |
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Varying Inhibition Kinetics
Evidence has existed for >50 years that increasing inhibition rates raises the system threshold during heparin therapy. Patients generally survive typical heparin doses without significant bleeding, and this implies that even under anticoagulation conditions, the system can still respond to hemostatic stimuli. Thus, whereas the more rapid inhibition raises the threshold, larger stimuli will still be able to make the system fire. On the other hand, if the inhibition rate is too high, patients do bleed. This can occur not only with aggressive heparin therapy but also with very-high-affinity enzyme inhibitors. Examples include the early hirudin-based, direct thrombin inhibitors, which (we would conclude) inhibited thrombin so fast as to raise the excitation threshold of the system to unsustainable levels.
It has generally been tacitly assumed that heparin therapy or indeed, any antienzyme therapy simply reduces the overall response to any stimulus; ie, for any particular degree of vascular insult, a response can still be generated, but the size of the response is reduced along a more-or-less continuum, depending on the heparin dose or the enzyme inhibition rate. We propose that this is not the case and that an important factor in such therapy is not so much the amount of thrombin formed at all sites of damage but the activation threshold. In other words, when inhibition rates are increased, it takes a larger stimulus, ie, a larger vascular insult, to exceed the threshold; but when the threshold is exceeded, the system is still capable of a nearly full response and adequate clot formation.
Although most of the evidence concerning inhibition kinetics involves increasing inhibition rates and raising a threshold, there is also clinical evidence of the impact of lowering rates. This occurs in heterozygous ATIII deficiency, wherein the inhibition rates of FXa and thrombin are roughly half normal. Moreover, both enzymes are involved in multistep feedback loops, for which our hypothesis would predict a multiplier effect (see earlier sections). In a simple two-step feedback loop, for example (Figure 3), a reduction in the inhibition rates of both enzymes of 50% would reduce the threshold by 75%. Although the details are certainly not this simple, we consider the general conclusions to be relevant to the question of how relatively small reductions in inhibitory efficiency might lead to a substantially increased risk of thrombosis.
Varying Enzyme-Generation Kinetics
The other class of anticoagulants is the coumarins, which cause the synthesis of clotting factors that are kinetically defective: in binding Ca2+ ions and because of this, in their activation on anionic phospholipid membranes. Activated platelets, aggregating at a site of vascular injury, are the primary source of such lipid (and FVa), and in kinetic terms, they enormously increase the rate constants for formation of the vitamin Kdependent enzymes (or kf, in the analytic discussion detailed earlier). They thus enable feedback loops to fire when, in the absence of activated platelets, they would not. In coumarin therapy, however, catalytic efficiencies, kf, are deliberately reduced. In threshold terms, this is exactly complementary to increasing the inhibition rates, and this fundamentally may be expected to similarly regulate activation thresholds.
| Summary |
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Received April 18, 2005; accepted August 7, 2005.
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-thrombin in human plasma. J Biol Chem. 1986; 261: 1031310318.This article has been cited by other articles:
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R. R. Pompano, H.-W. Li, and R. F. Ismagilov Rate of Mixing Controls Rate and Outcome of Autocatalytic Processes: Theory and Microfluidic Experiments with Chemical Reactions and Blood Coagulation Biophys. J., August 1, 2008; 95(3): 1531 - 1543. [Abstract] [Full Text] [PDF] |
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T. Orfeo, K. E. Brummel-Ziedins, M. Gissel, S. Butenas, and K. G. Mann The Nature of the Stable Blood Clot Procoagulant Activities J. Biol. Chem., April 11, 2008; 283(15): 9776 - 9786. [Abstract] [Full Text] [PDF] |
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K. A. Tanaka, T. Taketomi, F. Szlam, A. Calatzis, and J. H. Levy Improved Clot Formation by Combined Administration of Activated Factor VII (NovoSeven(R)) and Fibrinogen (Haemocomplettan(R) P) Anesth. Analg., March 1, 2008; 106(3): 732 - 738. [Abstract] [Full Text] [PDF] |
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A. Ayala, D. J. Warejcka, M. Olague-Marchan, and S. S. Twining Corneal Activation of Prothrombin to Form Thrombin, Independent of Vascular Injury Invest. Ophthalmol. Vis. Sci., January 1, 2007; 48(1): 134 - 143. [Abstract] [Full Text] [PDF] |
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S. Patel, L. R. Berry, and A. K.C. Chan Analysis of Inhibition Rate Enhancement by Covalent Linkage of Antithrombin to Heparin as a Potential Predictor of Reaction Mechanism J. Biochem., January 1, 2007; 141(1): 25 - 35. [Abstract] [Full Text] [PDF] |
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