Arteriosclerosis, Thrombosis, and Vascular Biology. 2003;23:1990-1994
Published online before print September 18, 2003,
doi: 10.1161/01.ATV.0000078522.50981.55
(Arteriosclerosis, Thrombosis, and Vascular Biology. 2003;23:1990.)
© 2003 American Heart Association, Inc.
Nitric Oxide Synthase Gene Transfer as a Tool to Study Biology of Endothelial Cells
Zvonimir S. Katusic;
Noel M. Caplice;
Karl A. Nath
From the Department of Anesthesiology and Molecular Pharmacology and Experimental Therapeutics (Z.S.K.); Department of Medicine, Division of Cardiovascular Diseases (N.M.C.); Division of Nephrology (K.A.N.); and Molecular Medicine Program (Z.S.K., K.A.N.), Mayo Clinic, Rochester, Minn.
Correspondence to Zvonimir S. Katusic, MD, PhD, Department of Anesthesiology, Mayo Clinic, 200 First St SW, Rochester, MN 55905. E-mail katusic.zvonimir{at}mayo.edu
Series Editor: Frank M. Faraci
ATVB In Focus
Endothelium: Signaling, Oxidative Stress, and Gene Expression
Previous Brief Reviews in this Series:
Wolfrum S. Jensen KS, Liao JK. Endothelium-dependent effects of statins. 2003;23:729736.
Frank PG, Woodman SE, Park DS, Lisanti MP. Caveolin, caveolae, and endothelial cell function. 2003;23:11611168.
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Abstract
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During the past decade, the development of gene transfer technology
provided a powerful and facile tool that afforded the genetic
modification of vascular endothelial function. This development
has coincided with molecular cloning and extensive accumulation
of knowledge concerning the role of nitric oxide synthase isoforms
in vascular homeostasis. Experimental evidence continues to
accumulate that in vivo adenovirus-mediated gene transfer into
the vessel wall is a very useful technique in studies designed
to characterize function of a given gene or protein. In this
review, we will use nitric oxide synthase gene transfer as a
paradigm to illustrate how gene transfer technology can be used
to address key issues in the vascular biology of endothelium.
Key Words: adenovirus endothelium superoxide anion protein kinase Akt vascular endothelial growth factor
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Introduction
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The discovery of endothelial-derived relaxing factor (EDRF,
later identified as nitric oxide) by Furchgott and Zawadzki
1 in 1980 transformed our understanding of the involvement of
endothelial cells in regulating the cardiovascular system. This
discovery initiated unprecedented interest in vascular endothelial
function from which emerged in the mid 1980s the recognition
of endothelial dysfunction as a critical participant in the
pathogenesis of diverse vascular diseases. These insights catalyzed
the development of new therapeutic strategies, and during the
last decade, genetic manipulation of vascular function became
a reality not only in research laboratories but also in the
clinical arena. Endothelium became an important target for the
therapeutic delivery of recombinant DNA. This technology opened
up otherwise inaccessible avenues for exploring vascular physiology
and pathology and provided the basis for novel therapies for
cardiovascular diseases. In this brief review, advantages and
limitations of currently available gene transfer techniques
and their application in vascular biology of endothelium will
be discussed.
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Definitions
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Direct gene transfer (vectorless gene transfer) refers to any
method that allows the transfer of genes (generally DNA sequences)
into recipient genomes of target organisms without the use of
biological vectors (eg, viruses and bacterial plasmids). Direct
gene transfer can be achieved by diverse methods such as calcium
phosphate precipitation, electrophoretic transfection, electroporation,
and particle gun technique. In the literature, direct gene transfer
is also referred to as transfection.
2
Indirect gene transfer (natural gene transfer) is defined as any method that transfers genes into recipient genomes of target organisms by using biological vectors (eg, viruses).2 Transduction is defined as the abortive (nonreplicative or dead-end) viral infection that introduces functional genetic information expressed from the recombinant vectors into the target cell.3 In this review, we will focus mostly on in vivo adenovirus-mediated gene transfer to vascular endothelium. Although numerous studies have been performed on cultured endothelial cells using direct gene transfer methods, this approach has not been very successful in achieving high levels of recombinant protein expression under in vivo conditions. In contrast, virus-mediated gene delivery into endothelial cells has been extensively used to study vascular biology of endothelium and to test the potential for therapeutic application of expressed recombinant proteins.
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In Vivo Gene Delivery to Vascular Endothelium
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Very early in the development of vascular gene therapy, it was
recognized that by virtue of its immediate contact with circulating
blood, the endothelium provides an attractive target for gene
delivery.
47 Once the technique was established it became
clear that overexpression of recombinant proteins in the endothelium
offered a unique opportunity to characterize the role of different
proteins in vascular homeostasis and pathogenesis of vascular
disease. Early studies using retroviral or liposomal vectors
for gene delivery vectors provided an important proof of concept.
Delivery of recombinant DNA into endothelial cells can result
in genetic reprogramming and subsequent phenotypic changes of
vascular wall. For instance, ex vivo retroviral-mediated expression
of tissue-type plasminogen activator (t-PA) in sheep endothelial
cells significantly increased fibrinolytic activity of the endothelium.
8 Studies by Nabel et al
9,10 demonstrated that in vivo delivery
of fibroblast growth factor-1 (FGF-1) and platelet-derived growth
factor (PDGF) B induced intimal hyperplasia in the arterial
wall. Furthermore, these studies also demonstrated that expression
of FGF-1 stimulates angiogenesis. Because of the difficulties
in documenting biological effects of growth factors in vivo,
gene delivery and expression of recombinant proteins in the
arterial wall provided a powerful approach designed to precisely
characterize the vascular effects of these peptides.
Validation of this concept opened up exciting new prospects for studying expression and function of novel proteins in vascular endothelium. Coupled with the acceleration of the Human Genome Project in the mid 1990s, it became clear that gene transfer technology provided a feasible approach in elucidating a key issue in genomics and proteomics: what is the function of a given gene or protein? The advent of adenovirus-based vectors provided additional stimulus for the application of gene transfer technology in addressing basic questions of vascular biology. Consistent high-efficiency transduction of nonreplicating cells in vivo by adenovirus as well as ability to obtain high-titer adenoviral preparations enabled numerous investigators to routinely use this technique to study pathogenesis of vascular disease. A recent report by Falkenberg et al11 nicely illustrates this point; whereas in vivo overexpression of urokinase plasminogen activator (uPA) in rabbit carotid artery endothelial cells decreased intravascular thrombosis, expression of uPA is increased in atherosclerotic human arteries. The latter issue raised the question of the pathogenetic significance of uPA in atherosclerotic vessels. To address this question regarding the functional significance of uPA in atherogenesis, recombinant uPA was expressed in carotid arteries of cholesterol-fed rabbits. The results demonstrated that, indeed, the high expression of uPA in endothelial cells contributes to intimal growth and constrictive remodeling, resulting in lumen loss. Thus, although the overexpression of uPA may exert the seemingly beneficial effect of mitigating intravascular thrombosis, overexpression of uPA, for as yet unclear reasons, may accelerate atherosclerosis. Obviously, genetic modification of endothelial function in vivo offers a powerful tool that will continue to have a major impact on experimental vascular biology.
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Gene Transfer of Recombinant Nitric Oxide Synthase
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Nitric oxide is a key regulator of vascular homeostasis.
12,13 The physiology and pharmacology of this molecule have been extensively
studied. The favorable effects of nitric oxide on vascular function
under physiological conditions are contrasted with reduced production
or biological activity of this molecule in diseased blood vessels.
In normal arteries and veins, the bulk of nitric oxide is synthesized
in endothelial cells from
L-arginine by enzymatic activity of
nitric oxide synthase (NOS). Three NOS isoforms have been identified
by molecular cloning: neuronal (nNOS), inducible (iNOS), and
endothelial (eNOS).
14 Numerous studies with NOS inhibitors and
knockout mice lacking NOS isoforms provided a large body of
information concerning the function and importance of different
NOS isoforms in the regulation of the cardiovascular system.
15 Endothelial NOS knockout mice are hypertensive, but the exact
mechanisms underlying an increase in blood pressure are not
completely understood. Blood pressure is normal in nNOS- and
iNOS-deficient mice. However, both of these isoforms contribute
to regulation of the cardiovascular system. Experiments on nNOS
knockout mice suggest that nNOS activity may increase in smooth
muscle cells of diseased blood vessels. Inducible NOS is absent
from the cardiovascular system under physiological conditions.
However, it plays an important role in the mediation of sepsis-induced
hypotension. Inducible NOS-deficient mice are more resistant
to septic shock than wild-type animals.
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eNOS Gene Transfer
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The results of the first in vivo NOS gene transfer experiments
were reported by von der Leyen et al.
16 In this study, Dr Dzaus
group demonstrated that overexpression of eNOS in smooth muscle
cells of rat carotid artery prevented neointimal formation after
balloon injury, suggesting that in vivo, nitric oxide plays
an essential role in the control of smooth muscle cell proliferation
and vascular remodeling. These observations established a rationale
for the therapeutic application of eNOS gene for use in prevention
of restenosis.
17 In 1996, Janssens et al
18 used aerosolized
adenovirus to deliver recombinant eNOS into rat lung and demonstrated
that overexpression of eNOS in adventitial and endothelial cells
of pulmonary blood vessels prevented hypoxia-induced pulmonary
hypertension. This was an important observation, suggesting
that genetic modulation of eNOS expression might provide a novel
strategy in the management of pulmonary hypertension. Dr OBriens
group was the first to report the effect of selective in vivo
eNOS gene transfer into endothelial cells of rabbit carotid
artery.
19 This study demonstrated that overexpression of eNOS
in endothelium increased production of nitric oxide reflected
in elevation of cyclic GMP in smooth muscle cells, reduction
of vasoconstrictor effect of phenylephrine, and augmentation
of endothelium-dependent relaxations to acetylcholine. Studies
on normal arteries were soon followed by experiments demonstrating
that eNOS delivery to carotid arteries of hypercholesterolemic
and diabetic animals can restore endothelial function impaired
by high circulating levels of cholesterol or glucose.
2022 In these studies, adenovirus was delivered into the arterial
lumen. Blood flow in carotid artery had to be stopped, and the
adenovirus was in contact with endothelium for 20 to 30 minutes.
Blood flow was than reestablished, and 3 to 4 days later, expression
and function of recombinant eNOS was studied. Interestingly,
after intraluminal delivery of adenovirus, only endothelial
cells expressed recombinant protein
23 (
Figure 1). In some of
these studies, a small number of adventitial cells were transduced.
20 This may be attributable to leakage of adenovirus through carotid
artery vasa vasorum. Nevertheless, it is now well established
that increased production of nitric oxide can be achieved in
endothelium of carotid arteries after adenovirus-mediated gene
delivery. Augmentation of endothelium-dependent relaxations
and preservation of normal endothelial function in arteries
transduced with ß-galactosidase reporter gene validated
this model and established its utility in testing function of
other recombinant proteins that may affect endothelium-dependent
vasomotor function.

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Figure 1. Histological localization of ß-galactosidase reporter gene expression in rabbit carotid arteries 4 days after in vivo transduction with 1x1010 plaque forming units/mL concentration of adenovirus encoding ß-galactosidase (left) or eNOS (right). Photomicrographs are sections stained with X-Gal and counterstained with nuclear fast red. Blue staining demonstrates endothelium-specific gene transfer. Original magnification x400. Reproduced with permission from Kullo et al.54
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Adenovirus-mediated gene transfer proved to be a valuable tool in characterization of signal transduction pathways involved in activation of eNOS. Studies of cultured endothelial cells demonstrated that vascular endothelial growth factor (VEGF) and physiological fluid shear stress stimulate production of nitric oxide via the phosphorylation of eNOS by serine/threonine protein kinase Akt (protein kinase B).24,25 To test the importance of this concept for control of blood flow in vivo, Luo et al26 made adenoviral constructs encoding constitutively active Akt and dominant-negative mutant Akt that cannot be activated by phosphorylation. In vivo expression of constitutively active Akt in endothelial cells of rabbit femoral artery increased baseline lumen diameter, elevated cyclic GMP in the vascular wall, and increased resting blood flow. In contrast, expression of dominant-negative Akt impaired endothelium-dependent relaxations mediated by nitric oxide and inhibited acetylcholine-induced increase in blood flow. These studies established an important role for Akt in control of nitric oxide production and local blood flow in vivo.
Studies by Fulton et al24 and Dimmeler et al25 demonstrated that eNOS serine 1179 (bovine) or 1177 (human) is a target for phosphorylation by Akt. Mutation of this residue to aspartate constitutively increased eNOS enzymatic activity. Adenoviral vectors encoding phosphomimetic eNOS or nonphosphorylatable eNOS obtained by mutating serine 1179 to an alanine residue have been successfully used in studies designed to characterize the role of eNOS phosphorylation in basal as well as stimulated production of nitric oxide in vivo.27 By overexpressing different eNOS mutants in the carotid artery of eNOS knockout animals, these investigators demonstrated that eNOS phosphorylation at serine residue 1179 is an important mechanism regulating basal eNOS activity and activation of eNOS by VEGF and acetylcholine. Adenovirus-mediated overexpression of nonphosphorylatable eNOS served as a negative control and provided important additional evidence for the key role of serine 1179 phosphorylation in control of nitric oxide production. This resulted in elevation of basal cyclic GMP and inhibition of vasoconstrictor effect of endothelin-1. Impaired function of protein kinase B (Akt) has been observed in endothelial cells exposed to hypercholesterolemia,28,29 aging,30 and high glucose.31 Indeed, overexpression of a recombinant phosphomimetic eNOS inhibits apoptosis in aged endothelial cells30 and inhibits vasoconstrictor effect of endothelin-1 in cerebral arteries.32 These observations suggest that gene therapy strategies using the constitutively active phosphomimetic eNOS may have additional value in the prevention and treatment of vascular diseases caused by inactivation of the protein kinase Akt.
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iNOS Gene Transfer
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Several interesting and important observations were made in
experiments using iNOS gene transfer to endothelial cells. This
isoform generates markedly higher levels of nitric oxide than
endothelial or neuronal NOS and is expressed in the vascular
wall during inflammation.
33 Bacterial lipopolysaccharide and
proinflammatory cytokines are major inducers of iNOS.
34 When
overexpressed by adenovirus-mediated gene transfer in canine
basilar artery ex vivo, iNOS dramatically increases arterial
cyclic GMP (

10 fold;
Figure 2), most likely reflecting high
production of nitric oxide.
32 As a consequence, vascular reactivity
to vasoconstrictor agonists, phenylephrine, U46619, and uridine
5'-triphosphate is significantly reduced.
35,36 Endothelium-dependent
relaxations are also impaired in arteries expressing iNOS.
35,36 The exact mechanism of this impairment is not completely understood
but may be attributable to reduced reactivity of smooth muscle
cells to nitric oxide or increased formation of superoxide anions.
36 The source of superoxide anions in arteries transduced with
iNOS is unclear. It is likely that a component of higher superoxide
anion production can be attributable to uncoupling of iNOS.
Suboptimal concentrations of NOS substrate,
L-arginine, or cofactor
tetrahydrobiopterin favor uncoupling of NADPH consumption from
nitric oxide synthesis.
37 This uncoupling may lead to iNOS-mediated
reduction of oxygen and formation of superoxide anions (
Figure 3).
Other reasons for increased superoxide anion production
including reduction of antioxidants or increased activity of
NAD(P)H or xanthine oxidase cannot be ruled out and remain to
be determined. Regardless of underlying mechanisms, simultaneous
production of nitric oxide and superoxide anions creates favorable
conditions for formation of a potent oxidant, peroxynitrite.
Thus, although during inflammation initial upregulation of iNOS
could be an adaptive response designed to preserve production
of nitric oxide, sustained high activity of iNOS may have a
detrimental effect on vascular function by imposing oxidative
stress. Indeed, consistent with this hypothesis is the observation
that inactivation of iNOS gene in apolipoprotein Edeficient
mice retards progression and severity of atherosclerosis.
38,39

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Figure 2. Basal levels of cyclic GMP in canine basilar arteries detected 24 hours after ex vivo transduction with 1x1010 plaque forming units/mL of adenovirus encoding wild-type eNOS (left) and phosphomimetic eNOS (middle) and 1x109 plaque forming units /mL of iNOS (right). Note very high levels of cyclic GMP in arteries transduced with iNOS.
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Figure 3. Superoxide anion production in isolated canine basilar arteries transduced ex vivo with 109 plaque forming units/mL of adenovirus encoding iNOS. Note high production of superoxide anion in iNOS-transduced arteries. ß-GAL indicates adenovirus encoding ß-galactosidase; AdiNOS, adenovirus encoding iNOS; and Tiron, superoxide anion scavenger. Reproduced with permission from Eguchi et al.55
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It is important to keep in mind that delivering iNOS gene into normal blood vessels causes "out of context" expression of this NOS isoform.40 Although such "out of context" expression of iNOS is clearly a useful strategy to interrogate physiological and pathophysiological questions, there are caveats that need to be considered. For example, under pathological conditions, proinflammatory stimuli cannot only upregulate expression of the iNOS gene but also many proteins that are important for iNOS enzymatic activity or vascular effects of nitric oxide, including the L-arginine transporter or GTP-cyclohydrolase I, the rate-limiting enzyme in synthesis of tetrahydrobiopterin.41 Expression of these genes may not increase in normal arteries transduced with recombinant iNOS, creating favorable conditions for uncoupling of iNOS. Thus, adenovirus-mediated gene transfer of a specific protein may help to unmask effects arising from the protein of interest, which are hidden when protein is expressed in the milieu of vascular disease. However, overexpressing an inducible protein in normal arteries does not recapitulate the true context surrounding the upregulation of protein in the diseased vasculature. These caveats need to be kept in mind when assessing the pathophysiologic significance of "out of context" expression of specific protein.
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nNOS Gene Transfer
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In vivo gene transfer of nNOS has not been studied as extensively
as other isoforms, which in all likelihood is a reflection of
the fact that this isoform is not as important as eNOS and iNOS
in control of endothelial function. However, in vivo intraluminal
delivery of nNOS adenovirus to carotid arteries of control and
hypercholesterolemic rabbits resulted in functional expression
of recombinant protein in endothelium and enhancement of endothelium-dependent
relaxations to acetylcholine.
42 The same group also reported
inhibitory effect of nNOS gene delivery on expression of adhesion
molecules and white blood cell infiltration in carotid arteries
of cholesterol-fed rabbits.
43 In aggregate, these studies demonstrated
that gene delivery of nNOS affords expression of nNOS protein
and increases local production of nitric oxide, the latter exerting
vasodilator and anti-inflammatory effects.
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Limitations of Adenovirus-Mediated Gene Transfer
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Evidence continues to accumulate that in vivo adenovirus-mediated
gene delivery to vascular endothelium is a very useful experimental
methodology. However, the utility of adenoviral vectors as a
tool is limited in part by relatively short duration of recombinant
protein expression. Transgene expression declines precipitously
within 2 weeks after adenoviral arterial gene transfer in vivo.
23,4446 The exact mechanism underlying this phenomenon is not completely
understood. Immune response to adenovirus or foreign transgene
is implicated as an important mechanisms responsible for the
loss of adenovirus.
4750 It has also been demonstrated
that intraluminal adenovirus gene delivery into mouse carotid
artery dramatically increases proliferation of endothelial cells,
likely leading to the loss of episomal adenoviral DNA.
46 Thus,
vectors other than first-generation adenovirus should be used
to study long-term expression of recombinant proteins in vascular
endothelium. These studies will certainly additionally improve
our understanding of long-term effects exerted by overexpression
of recombinant proteins in endothelium. A promising approach
in an attempt to reduce toxicity and immunogenicity of adenoviral
vectors has been to construct adenovirus devoid of all viral
coding sequences (gutless vector). During the last several years,
animal experiments with gutless adenovirus vectors demonstrated
that prolonged expression of recombinant protein could be achieved.
51,52 However, difficulties in construction, propagation, and purification
(it requires the presence of a helper virus) limited widespread
utilization of this vector.
Another important limitation of the adenovirus is its ability to induce expression of a variety of endothelial genes. Ramalingam et al53 used a cDNA subtraction library to isolate cDNAs differentially expressed in primary HUVECs exposed to adenovirus and demonstrated that adenovirus upregulates expression of the proteins that participate in intracellular signaling, growth regulation, and organization of cytoskeleton. Thus, it is likely that adenoviral vectors induce expression of target cell genes, some of which may modify endothelial function and interfere with interpretation of the transgene specific results. Performing proper control experiments including comparison between effects of null adenoviral vectors with adenovirus encoding the gene of interest is therefore essential. However, development of improved vectors in the future will certainly improve our ability to perform gene transfer experiments with a minimum of unwanted effects.
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Summary
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In vivo genetic manipulation of endothelium by gene transfer
technology has dramatically improved our ability to characterize
protein function in the blood vessel wall. NOS gene delivery
to endothelial cells will continue to provide a powerful approach
in studies designed to characterize the effects of high local
concentrations of nitric oxide on vasomotor function. This technology
will also continue to serve as a valuable tool in our attempts
to improve understanding of the complexity of signal transduction
pathways involved in activation of NOS. Improvement in vectors
and gene delivery techniques will certainly reduce the limitations
of currently available tools. Coupled with more traditional
biochemical and molecular techniques, NOS gene transfer will
remain an important experimental approach in the study of endothelial
biology.
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Acknowledgments
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Acknowledgments
This work was supported by the National Institutes of Health (HL-53524, HL-58080, HL-55552, HL-066958, and DK-47050), the American Heart Association Bugher Award for Investigation of Stroke, and the Mayo Foundation. The authors would like to thank Dr Sean Hynes for helpful discussions, Leslie Smith for preparation of figures, and Janet Beckman for editorial assistance.
Received February 28, 2003;
accepted May 12, 2003.
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