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Atherosclerosis and Lipoproteins |
From the Cardiovascular Nutrition Laboratory and Lipid Metabolism Laboratory (A.H.L., S.M.J., H.R., E.J.S., L.M.A.), JM HNRC Human Nutrition Research Center on Aging at Tufts University, Boston, Mass; Folkhälsan Research Center and the Department of Clinical Chemistry (H.A.), University of Helsinki, Finland; and Department of Community Medicine, Tufts University School of Medicine, Boston, Mass (B.R.G.).
Correspondence to Dr. Alice H. Lichtenstein, Jean Mayer USDA Human Nutrition Research Center on Aging at Tufts University, 711 Washington Street, Boston, MA 02111. E-mail: Lichtenstein{at}hnrc.tufts.edu
| Abstract |
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Methods and Results Forty-two subjects with LDL cholesterol levels
3.36 mmol/L were fed each of four diets in randomized order for 6 weeks per phase. Diets contained a minimum of 25 g animal protein or isolated soy protein/4.2 MJ, with each containing trace amounts or 50 mg of isoflavones/4.2 MJ. Soy protein had a modest effect on total, LDL and HDL cholesterol, and triglyceride concentrations (-2%, P=0.017; -2%, P=0.042; +3%; P=0.034, -11%, P<0.001, respectively). Soy protein had no significant effect on plasma lipids in individuals with LDL cholesterol <4.14 mmol/L and significantly reduced total and LDL cholesterol and triglyceride concentrations in individuals with LDL cholesterol
4.14 mmol/L (-4%, P=0.001; -5%, P=0.003; -15%, P<0.001, respectively). No significant effect of isoflavones on plasma lipid levels was observed either constituent to the soy protein or supplemental to the animal protein.
Conclusions Although potentially helpful when used to displace products containing animal fat from the diet, the regular intake of relatively high levels of soy protein (>50 g/day) had only a modest effect on blood cholesterol levels and only in subjects with elevated LDL cholesterol levels (
4.14 mmol/L). Soy-derived isoflavones had no significant effect.
Key Words: soy protein isoflavones animal protein saturated fat diet triglyceride LDL cholesterol HDL cholesterol vegetable protein cardiovascular disease
| Introduction |
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See page 1743
The data to date examining the effect of soy protein and isoflavones on blood lipid levels are conflicting, and the more recent work is not consistent with some earlier assessments. Nonetheless, there has been a proliferation of soy proteincontaining foods in the marketplace, most of which claiming or implying that the consumption of such products will reduce the risk of developing cardiovascular disease. This study was designed to assess the independent effect of soy protein relative to common sources of animal protein (meat and dairy), distinct from the fatty acid profile and isoflavones and, likewise, the independent effect of soy isoflavones, distinct from protein type and fatty acid profile, in a controlled trial in individuals at elevated risk of developing cardiovascular disease.
| Methods |
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Subjects
Forty-two subjects over the age of 50 years with LDL cholesterol levels greater than 3.36 mmol/L were recruited for this study from the greater Boston area. Subjects were not taking medications known to affect blood lipid levels, and all females were postmenopausal. After randomization but before the start of the study, 5 subjects (2 females, 3 males) dropped out, 4 because of time/employment constraints and 1 because of a change in medical status. During or at the end of the first phase, 9 subjects (1 female, 8 males) dropped out, 1 because of a change in employment, 3 because of a change in medical status, 3 because of a change in medical status of family member, and 2 because of a dislike of study food. At the end of second phase, 1 female dropped out because of a dislike of study food. Characteristics of the study subjects at the time of screening are shown in Table 1. Subjects that dropped out were replaced.
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Experimental Design
Study subjects were provided with each of four experimental diets; soy protein depleted of isoflavones (soy/-), soy protein enriched in isoflavones (soy/+), animal protein with no added isoflavones (animal/-), and animal protein with added isoflavones (animal/+), for periods of 42 days each according to a 2x2 factorial design. All food and drink were provided to the subjects in containers appropriate for either microwave or conventional ovens, obviating the need to transfer food before consumption. Body weight was maintained throughout the study period. The mean caloric intake (mean±SD) of the female subjects was 9.25±1.00 MJ/day and of male subjects was 11.85±2.97 MJ/day. After day 35 of each diet phase, blood samples were obtained on 3 separate days in the fasting state and on 1 day 4 hours after the dinner meal.
Diets
The animal/- diet was designed to mimic a nonoptimal diet of a hypercholesterolemic subject. The other diets were designed to be similar in total fat, carbohydrate, protein, fatty acid profile, fiber, and cholesterol content. This was achieved by substituting isolated soy protein for animal protein (two thirds of total protein, 10% of energy; 25 g soy protein/4.2 MJ) and adjusting the fatty acid profile of the diet using commonly available fats and oils. For the animal/- and animal/+ diets, the variable protein component was contributed by dairy and meat. Isoflavones, in the form of a powdered concentrate (Archer Daniels Midland Company), were mixed into different food items of the animal/+ diet. For the soy/- and soy/+ diets, the variable protein component was contributed by specially prepared batches of isolated soy protein, one depleted (0.12 mg aglycone/g protein) and one enriched (1.96 mg aglycone/g protein) in isoflavones (Protein Technologies). The mean soy intake of the female subjects was 55±6 g/day and of male subjects was 71±18 g/day. The isoflavone intake of the female subjects was 108±12 mg/day and of male subjects was 139±35 mg/day (Table 2). Chemical analysis of food homogenates was performed by Covance Laboratories, Inc; dietary isoflavones analysis was performed in the laboratory of Dr. Patricia A. Murphy (Iowa State University, Ames, IA).
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Biochemical Analysis
Blood samples were collected and analyzed as previously described.1417 Plasma genistein and daidzein, in both the fasting and nonfasting serum samples, were measured by time-resolved fluoroimmunoassay using a recently validated method.18
Statistical Analysis
Before the analysis, descriptive statistics and graphs (PROC UNIVARIATE and PROC MEANS; SAS) were used to summarize the overall effects of diets. When violations of the basic testing assumptions were noted, appropriate transformations of the data were used. A two-way analysis of variance (PROC GLM; SAS) with main effects of dietary protein type and isoflavone content (minimal or supplemented) with subject as a repeated measure was performed for each outcome measure. In a further post-hoc analysis to determine whether the response to the dietary protein or isoflavone content was dependent on the degree of hypercholesterolemia after consuming the animal/- diet, the PROC GLM was repeated for each group.
| Results |
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Soy-derived isoflavones, either as a constituent part of the soy protein or added to the animal proteincontaining diet, had little independent effect on the parameters assessed (Table 4; Figure 1).
In light of previous work suggesting the hypocholesterolemic effect of soy protein was greater in individuals with higher LDL cholesterol levels,4 the data were further analyzed to determine whether the response was related to the degree of hypercholesterolemia. The benefit attributable to soy protein with respect to total cholesterol was limited to those subjects with LDL cholesterol
4.14 mmol/L and was still modest (Table 5; Figure 1). In those subjects, soy protein resulted in total and LDL cholesterol levels that were 0.28 mmol/L (-4%) and 0.26 mmol/L (-5%) lower (P=0.001 and P=0.003, respectively). In contrast, there was no significant effect of soy protein on HDL cholesterol levels in these individuals but a small effect in individuals with LDL cholesterol levels <4.14 mmol/L (+3%), an effect that was restricted to the HDL3 subfraction. The significant effect of soy protein on triglyceride levels was greater in individuals with LDL cholesterol levels
4.14 mmol/L than <4.14 mmol/L (-15% and -7%, P<0.001 and P=0.014, respectively). No significant effect of soy protein on the LDL cholesterol/apo B and HDL cholesterol/apo A ratios was observed.
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When the data were analyzed on the basis of LDL cholesterol subgroup, soy-derived isoflavones had no significant effect on blood lipid parameters measured with one exception, total cholesterol levels in the LDL
4.14 mmol/L group (Table 5; Figure 1). When this effect was assessed on the basis of lipoprotein cholesterol levels, VLDL, LDL, and HDL, the difference did not remain significant.
| Discussion |
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4.14 mmol/L; mean total cholesterol 7.19 mmol/L) were about half that which would have been predicted on the basis of the data used to formulate the health claim.2 These observations are actually consistent with or exceeded that which would be predicted from more recently published data29 and much of the earlier work.1927 Little independent effect of isoflavones on blood lipid levels was observed. The most striking effect of soy protein, relative to animal protein, was the resultant lower plasma triglyceride levels. This observation was somewhat unexpected. Although it had originally been reported that soy protein resulted in a reduction in triglyceride levels,2 the observation had not been corroborated by the more recent studies38 with the exception of one.9 In the current study, the lower triglyceride levels observed after the subjects consumed the soy-containing diets were greater in the individuals with the higher LDL cholesterol levels. The effect persisted in the nonfasting state (data not shown). The change in triglyceride levels was not accompanied by a reciprocal response in HDL cholesterol levels, as is frequently observed. Whether a decrease in triglyceride levels translates independently to a decrease in cardiovascular disease risk is a topic of considerable interest at this time.28,29
Notable was the large variability in plasma isoflavone levels observed among the study subjects both in the fasting and nonfasting state. A likely explanation is interindividual variation in the gut microflora among subjects that determine the metabolism and bioavailability of isoflavones before absorption rather than poor dietary compliance.30 The distribution of the isoflavones genistein, daidzein, and glycitein was 59, 30, and 11% in the soy/+ diet and 52, 40, and 8% in the animal/+ diet, respectively. The pharmacokinetics of genistein and daidzein, the two major soy-derived isoflavones, are somewhat different, although the bioavailabilities are similar with the exception of urinary excretion rates.31 The elimination half-life of daidzein has been estimated to be 7.4 hours and of genistein 5.7 hours. Although the rate of urinary excretion of daidzein is greater than genistein, the ratio of the areas under the plasma concentration versus time curves have been reported to equal the ratio of the concentrations of the respective isoflavones in the isoflavone-containing meal.31 Hence, it is unlikely that the differences in the proportion of the individual isoflavones in the two preparations used in the study had a major impact on the outcome.
There was no significant relationship between circulating isoflavone levels and changes in LDL cholesterol or triglyceride levels. The amounts of dietary isoflavones previously reported to have a significant effect on LDL cholesterol levels have been at or below those provided to our subjects.4,32 Hence, even the patients considered low absorbers in the current study should have absorbed adequate amounts of isoflavones to achieve a biological effect were there one to be manifested. Howes et al33 also reported that supplementation of postmenopausal females with dietary isoflavones, specifically derived from purified extract of red clover, did not significantly alter total, LDL or HDL cholesterol, or triglyceride levels. They did report that there was an inverse correlation between both urinary genistein and O-desmethylangolensin excretion (an isoflavone metabolite) and plasma triglyceride levels. The primary isoflavones in red clover are biochanin A and formononetin, with only small amounts of genistein and daidzein.
There are a number of factors that may explain the large variability in responses attributable to soy protein on cholesterol levels. Of the studies reporting dramatic decreases in LDL cholesterol levels that are attributable to soy protein, the majority studied familial hypercholesterolemic subjects and used what may have been a unique textured lecithinated soy protein preparation.3440 Some component(s) of the soybean, lost during the manufacturing process, may have also contributed to the outcome observed. Replacing animal with vegetable protein can shift the fatty acid profile of the diet from saturated to unsaturated fatty acids, a change that may be difficult to adequately assess when relying on a patients self-reported dietary data. Frequently, the relative effect of dietary supplements containing soy protein was assessed relative to similar supplements containing casein. A unique amino acid profile of casein relative to soy protein may have influenced the outcome of the studies.
Another potential explanation for the discrepancy in results of the current study and the positive ones previously reported may be the presence of the soybean isoflavones. However, for the most part, no significant effect of isoflavones was observed in any of the lipid or apolipoprotein levels measured, regardless of whether the isoflavones were consumed as a constituent component of the soy protein or added in the isolated form to the animal proteincontaining diet. This lack of an independent effect is consistent with that reported for isoflavones given in supplement form.1013 The data published to date on soy protein with constituent isoflavones are more complicated. Some work has reported no effect of soy protein per se but reported a decrease in LDL cholesterol levels only when the soy protein contained isoflavones,4 no effect of either soy protein with or without isoflavones,10 a similar effect of soy protein with either 65 mg and 132 mg isoflavones relative to trace amounts of isoflavones, or no significant effect of soy protein with 65 mg of isoflavones but a significant effect of soy protein with 93 mg of isoflavones.41 The levels of soy-derived isoflavones provided in the current study are comparable with or exceeded those previously investigated.
A limitation of the current study is that using a single source and type of soy protein created a unique scenario. However, because the intent of the investigation was to assess the independent effect of each soy protein and soy-derived isoflavones, it was critical to control for potential confounding by other soybean constituents that may be present as a result of variations in processing techniques.42 There was a slight difference in the relative proportions of genistein, daidzein, and glycitein between the diets with soy protein with constituent isoflavones and animal protein with added isoflavones. However, at this point there is no evidence to suggest that this discrepancy would account for the differences observed. The magnitude of the dietary perturbations and dose of soy protein and isoflavones were extreme and not necessarily representative of an ad libitum scenario. However, this investigation was designed to maximize the ability to observe a positive effect, and the results need to be interpreted taking the aforementioned into consideration.
Our results suggest that the daily consumption of relatively high levels of soy protein (>50 g/day), at least double the level that would allow foods to qualify for a health claim, would be predicted to confer little benefit to normocholesterolemic subjects or those with borderline high LDL cholesterol levels (
3.36 mmol/L). At these high levels of soy protein intake, patients with LDL cholesterol levels of
4.14 mmol/L realized a small benefit, roughly comparable with that predicted to result from the consumption of a diet enriched in soluble fiber.43 As with other dietary interventions, to obtain this benefit, high levels of soy protein intake would have to be maintained on a relatively consistent basis. Many products currently on the market profess to contain soy protein but per serving contain levels just at or below that allowable for a health claim (6.25 g). On the basis of the current study it is concluded that, although helpful when used to displace products containing animal fat from the diet, hypercholesterolemic patients and the general public should be cautioned against an overreliance on the casual use of soy proteincontaining foods or the use of isolated isoflavones to control serum lipid levels.
| Acknowledgments |
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Received July 9, 2002; accepted August 1, 2002.
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H. J. Teede, F. S. Dalais, D. Kotsopoulos, B. P. McGrath, E. Malan, T. E. Gan, and R. E. Peverill Dietary Soy Containing Phytoestrogens Does Not Activate the Hemostatic System in Postmenopausal Women J. Clin. Endocrinol. Metab., April 1, 2005; 90(4): 1936 - 1941. [Abstract] [Full Text] [PDF] |
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M. A Denke Reviewing your investment strategy: where does diet fit in your personal portfolio Am. J. Clinical Nutrition, February 1, 2005; 81(2): 339 - 340. [Full Text] [PDF] |
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Y. T. van der Schouw, L. Sampson, W. C. Willett, and E. B. Rimm The Usual Intake of Lignans but Not That of Isoflavones May Be Related to Cardiovascular Risk Factors in U.S. Men J. Nutr., February 1, 2005; 135(2): 260 - 266. [Abstract] [Full Text] [PDF] |
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F. M. Sacks Dietary Phytoestrogens to Prevent Cardiovascular Disease: Early Promise Unfulfilled Circulation, February 1, 2005; 111(4): 385 - 387. [Full Text] [PDF] |
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S. Vega-Lopez, K.-J. Yeum, J. L Lecker, L. M Ausman, E. J Johnson, S. Devaraj, I. Jialal, and A. H Lichtenstein Plasma antioxidant capacity in response to diets high in soy or animal protein with or without isoflavones Am. J. Clinical Nutrition, January 1, 2005; 81(1): 43 - 49. [Abstract] [Full Text] [PDF] |
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K. A. Greany, J. A. Nettleton, K. E. Wangen, W. Thomas, and M. S. Kurzer Probiotic Consumption Does Not Enhance the Cholesterol-Lowering Effect of Soy in Postmenopausal Women J. Nutr., December 1, 2004; 134(12): 3277 - 3283. [Abstract] [Full Text] [PDF] |
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M. S Rosell, P. N Appleby, E. A Spencer, and T. J Key Soy intake and blood cholesterol concentrations: a cross-sectional study of 1033 pre- and postmenopausal women in the Oxford arm of the European Prospective Investigation into Cancer and Nutrition Am. J. Clinical Nutrition, November 1, 2004; 80(5): 1391 - 1396. [Abstract] [Full Text] [PDF] |
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X.-G. Zhuo, M. K. Melby, and S. Watanabe Soy Isoflavone Intake Lowers Serum LDL Cholesterol: A Meta-Analysis of 8 Randomized Controlled Trials in Humans J. Nutr., September 1, 2004; 134(9): 2395 - 2400. [Abstract] [Full Text] [PDF] |
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E. Nikander, A. Tiitinen, K. Laitinen, M. Tikkanen, and O. Ylikorkala Effects of Isolated Isoflavonoids on Lipids, Lipoproteins, Insulin Sensitivity, and Ghrelin in Postmenopausal Women J. Clin. Endocrinol. Metab., July 1, 2004; 89(7): 3567 - 3572. [Abstract] [Full Text] [PDF] |
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C. W. Xiao, M. R. L'Abbe, G. S. Gilani, G. M. Cooke, I. H. Curran, and S. A. Papademetriou Dietary Soy Protein Isolate and Isoflavones Modulate Hepatic Thyroid Hormone Receptors in Rats J. Nutr., April 1, 2004; 134(4): 743 - 749. [Abstract] [Full Text] [PDF] |
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S. Desroches, J.-F. Mauger, L. M. Ausman, A. H. Lichtenstein, and B. Lamarche Soy Protein Favorably Affects LDL Size Independently of Isoflavones in Hypercholesterolemic Men and Women J. Nutr., March 1, 2004; 134(3): 574 - 579. [Abstract] [Full Text] [PDF] |
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S. Lamon-Fava and D. Micherone Regulation of apoA-I gene expression: mechanism of action of estrogen and genistein J. Lipid Res., January 1, 2004; 45(1): 106 - 112. [Abstract] [Full Text] [PDF] |
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C. R. Sirtori, M. R. Lovati, C. Manzoni, S. Castiglioni, M. Duranti, C. Magni, S. Morandi, A. D'Agostina, and A. Arnoldi Proteins of White Lupin Seed, a Naturally Isoflavone-Poor Legume, Reduce Cholesterolemia in Rats and Increase LDL Receptor Activity in HepG2 Cells J. Nutr., January 1, 2004; 134(1): 18 - 23. [Abstract] [Full Text] [PDF] |
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R. M. Blair, S. E. Appt, A. A. Franke, and T. B. Clarkson Treatment with Antibiotics Reduces Plasma Equol Concentration in Cynomolgus Monkeys (Macaca fascicularis) J. Nutr., July 1, 2003; 133(7): 2262 - 2267. [Abstract] [Full Text] [PDF] |
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O. Mezei, W. J. Banz, R. W. Steger, M. R. Peluso, T. A. Winters, and N. Shay Soy Isoflavones Exert Antidiabetic and Hypolipidemic Effects through the PPAR Pathways in Obese Zucker Rats and Murine RAW 264.7 Cells J. Nutr., May 1, 2003; 133(5): 1238 - 1243. [Abstract] [Full Text] [PDF] |
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P. Nestel Role of Soy Protein in Cholesterol-Lowering: How Good Is It? Arterioscler Thromb Vasc Biol, November 1, 2002; 22(11): 1743 - 1744. [Full Text] [PDF] |
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