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Atherosclerosis and Lipoproteins |
From the Department of Neurology, Innsbruck University Clinic (J.W., S.K., G.R.), Austria; and the Department of Internal Medicine, Bruneck Hospital (F.O., G.E.), the Department of Endocrinology and Metabolism, University of Verona (E.B., M. Muggeo), and the Department of Hematology, Bolzano Hospital (M. Mitterer), Italy.
Correspondence to Dr Johann Willeit, Department of Neurology, Innsbruck University Clinic, Anichstraße 35, A-6020 Innsbruck, Austria. E-mail johann.willeit{at}uibk.ac.at
| Abstract |
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Key Words: atherogenesis carotid arteries risk factors ultrasonics epidemiology
| Introduction |
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| Methods |
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Clinical History and Examination
The study protocol included a clinical examination with
cardiological and neurological priority and standardized questionnaires
on current and past exposure to candidate vascular risk
factors.7 8 9 The average number of cigarettes smoked per
day and the pack-years were noted for each smoker and ex-smoker.
Alcohol consumption was quantified in grams per day and classified into
4 categories.11 Systolic and diastolic
blood pressures were means of 3 measurements, each of which was taken
after
10 minutes of rest. Hypertension was defined as a blood
pressure >160/95 mm Hg or the use of antihypertensive
drugs.16 A standardized oral glucose tolerance
test17 was performed in all subjects except those with
well-established diabetes. Diabetes and impaired glucose tolerance
(IGT) were diagnosed according to World Health Organization
criteria.17
Laboratory Methods
Blood samples were taken from the antecubital vein after
subjects had fasted and abstained from smoking for
12
hours.9 10 Total and HDL cholesterol (HDL-C)
were determined enzymatically (CHOD-PAP method, Merck; coefficient of
variation [CV] 2.2% to 2.4%), lipoprotein (Lp) (a) concentrations
with an ELISA (Immuno; CV 3.5% to 6.3%), and apolipoproteins with a
nephelometric fixed-time method (Behring; apolipoprotein AI, CV 5.7%;
apolipoprotein B, CV 2.4%). LDL cholesterol (LDL-C) was
calculated with the Friedewald formula.18 Fibrinogen was
measured according to the method of Clauss,19 and serum
ferritin and antithrombin with a fluorometric enzyme immunoassay
(Diagnostic Products Corp; CV 5.0% to 5.9%) and
chromogenic assay (CV 3.9% to 4.9%). Hypothyroidism was
defined by a thyroid-stimulating hormone level exceeding the assay
cutoff of 6.2 mIU/L (Diagnostic Products Corp; enzyme
immunoassay, CV 3.9% to 13.8%) or prediagnosed disease status.
Albumin was assessed in an overnight urine sample (Behring;
nephelometry, CV 4.3%), and factor V Leiden mutation was detected by
allele-specific polymerase chain reaction
amplification.12 Other parameters were
measured as follows: C-reactive protein, immunonephelometry (Behring;
CV 2.2% to 4.2%),
1-antitrypsin,
nephelometry (Behring; CV 3.0% to 3.2%), and D-dimer,
enzyme immunoassay (Behring; CV 2.4% to 4.4%). Assessment of protein
C and protein S has been detailed previously.12
Scanning Protocol and Definition of Ultrasound End Points
The ultrasound protocol involves the scanning of the internal
(bulbous and distal segments) and common (proximal and distal segments)
carotid arteries on either side with a 10-MHz imaging probe and 5-MHz
Doppler.7 8 9 Atherosclerotic lesions were defined by 2
ultrasound criteria: (1) wall surface (protrusion into the lumen) and
(2) wall texture (echogenicity). The maximum axial diameter of plaques
was assessed in each of 16 vessel segments, and an
atherosclerosis score was calculated by addition of all
diameters.9 Scanning was performed in 1990 and repeated in
1995. During follow-up, information on the baseline evaluation was not
available to the sonographer. Incident atherosclerosis
was defined by the occurrence of new plaques in previously normal
segments, and progression of nonstenotic lesions by a relative
increase in the plaque diameter exceeding twice the measurement error
of the method.7 8 11 In the present analysis,
both processes were combined to a single outcome category called
"early atherogenesis" for ease of presentation and the
fact that these processes shared most of the risk factors described.
"Advanced atherogenesis" was assumed whenever the progression
criterion was met and a narrowing of the lumen >40% was achieved
(1995). The cutoff of 40% was adopted from previous epidemiological
analyses in this cohort.7 8
Statistical Analysis
CVs describe the measurement error (e) of an assay as a
percentage of the pooled mean (x) according to the formula
CV=(e/x)x100%. The range of CVs presented is that for
different standards, ie, different levels of the variable. Strength
and type of association between baseline candidate risk attributes and
various stages of atherogenesis were assessed by means of logistic
regression analysis. Scale fitting as described elsewhere was
performed to identify nonlinearity in the logit.10 20 A
base model was adjusted for age and sex only (Table 1
). Multivariate
equations were fitted by a forward stepwise selection procedure
(probability values for entry and removal, 0.05 and 0.10,
respectively)20 that allowed for all variables given
in Table 1
. Age and sex were additionally forced into these
models to account for the age and sex structure of the population
sample. Model 1 of the multivariate analysis
(Tables 2
and 3
) was adjusted for baseline
atherosclerosis score, whereas model 2 did not consider
this variable to avoid suppression effects on other risk
attributes. Regression standardized risks of atherogenesis according to
the number of risk predictors were calculated. The marginal method of
the regression adjustment technique was used because it does not rely
on the rare-disease assumption.21
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Changes in the association of selected (major) risk predictors and
atherosclerosis of increasing severity were specified
with 6-category logistic regression analyses. For this purpose,
subjects were assigned to 1 of 6 categories (no change,
20%, 21% to
30%, 31% to 40%, 41% to 50%, and >50%) according to the degree
of diameter stenosis of the severest incident/progressive
plaque. The logistic regression models provide ORs for given
variables in each of the outcome categories as a measure of the
strength of association (reference group: no change 1990 to 1995) and
thus permit individual thresholds in this association to be identified.
Mathematical background and performance of the polychotomous
logistic regression analysis were described in detail by Hosmer
and Lemeshow.20
| Results |
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As extensively discussed elsewhere,7 8 early and advanced atherogenesis emerge and progress independently of each other. Thus, there is no good reason to exclude subjects with early atherogenesis from analysis of incident/progressive stenotic lesions, and vice versa. Such a procedure would yield the very same results but entail the disadvantage of selection and limited representativity for the general community. Exclusion of subjects receiving aspirin (n=23 at the 1990 baseline) or antihypertensive (n=136), antidiabetic (n=19), or lipid-lowering (n=6) drugs did not essentially affect the results obtained.
Levels of various acute-phase reactants measured as part of the 1995
reevaluation of the Bruneck cohort were significantly increased in
subjects with early atherogenesis (Table 1
). Concentrations of
D-dimer (1995), a marker of fibrin turnover, were higher in
subjects with incident and/or progressive carotid stenosis than
in those without (Table 1
). Finally, in a small subsample of the
Bruneck cohort (n=100), low protein S and protein C predicted an
increased risk of advanced atherogenesis (ORs, 1.54 and 1.39 for a 10-U
increase in protein C and S, respectively, P<0.05
each).
A total of 26 men and women died of myocardial infarction or stroke between 1990 and 1995. For most (n=21) of these subjects, interim ultrasound scans were available either at regular intervals or immediately before death. When this patient group was included in the analyses with the outcome category defined by changes in the vascular status between baseline and the last scanning, results were virtually unchanged.
Finally, we critically reevaluated the cutoff of 40% applied for the
definition of advanced stenotic
atherosclerosis. For that purpose, we assessed changes
in the association between major vascular risk predictors and
atherosclerosis of increasing severity (degree of
diameter stenosis in 1995) by means of 6-category logistic
regression analysis. Results for 8 selected variables are
illustrated in Figure 3
. Traditional risk
factors showed a preferential association with less severe
atherosclerosis (stenosis
40% for all
variables except for LDL, stenosis
50; Figure 3
),
whereas markers of a procoagulant state gained predictive significance
in severe atherosclerosis (stenosis >40 for
all variables except for fibrinogen, stenosis >30%;
Figure 3
). Cigarette smoking and alcohol consumption were strong
risk predictors of early and advanced atherogenesis (Tables 2
and 3
) and, in analogy, showed consistently strong
associations with each category of atherosclerosis
severity (smoking, OR 2.0, 1.9, 2.5, 3.4, 2.5; P<0.05 each;
light drinking, OR 0.6, 0.6, 0.6, 0.2, 0.5; P<0.05 each).
In all, this approach confirmed the results of the original
analysis (Tables 1 through 3![]()
![]()
) and
substantiated the appropriateness of the 40% threshold applied for the
definition of advanced stenotic
atherosclerosis.
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| Discussion |
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Early Nonstenotic Atherosclerosis
Age and Sex
In analogy to previous reports, age turned out to be the strongest
risk predictor of atherosclerosis. This may well be the
expression of intrinsic effects of aging but more likely reflects the
cumulative component in the exposure to various risk factors. The
well-known sex difference in the incidence of
atherosclerosis disappeared after adjustment for body
iron stores.10 Our findings suggest iron overload to be a
key mechanism in the sex-specific manifestation of atherosclerotic
diseases but do not rule out the possibility of additional (hormonal)
factors.26
Baseline Atherosclerosis
Preexisting atherosclerosis predicted the risk of
further disease progression independent of other risk factors (Figure 2A
). These findings point to an autocatalytic component in human
atherogenesis. Actually, previous investigations in this cohort yielded
evidence of (auto)immune mechanisms and identified heat-shock protein
65 as a potential target antigen.13
Hypertension
The present study advocates a crucial role of hypertension in
early atherogenesis and provides prospective confirmation for a variety
of previous cross-sectional surveys.1 3 27
Infectious Disease
The concept of an infectious risk factor in
atherosclerosis is based primarily on
seroepidemiological studies and the emergence of elevated acute-phase
reactants in subjects with cardiovascular
disease.28 29 30 In the present study, white blood cell
count was a risk predictor of early atherogenesis, and levels of
C-reactive protein,
1-antitrypsin, and
neutrophil counts all were significantly elevated in subjects with
prevalent disease status. These findings add some indirect support to
the infection hypothesis but by no means furnish proof of
causality.
Cigarette Smoking
Most previous studies agree that smoking represents a main
risk factor of atherosclerosis.3 31 In our
survey, pack-years as a measure of cumulative exposure showed the
strongest association with early carotid artery disease. Notably, the
risk burden did not normalize within 5 to 10 years after cessation,
which agrees with the findings of several prospective
surveys3 31 and tempts us to speculate that not smoking
itself but rather associated disorders, such as chronic infections,
that are known to persist for years after quitting32
represent the true atherogenic culprit. Notably, in our study,
increased risk of early atherogenesis was confined to smokers with high
circulating bacterial endotoxin (unpublished data, 1998).
Hyperlipidemia and Iron Stores
Epidemiological research almost univocally suggests a crucial role
of hyperlipidemia in early atherogenesis. In the
present evaluation, LDL-C, total cholesterol,
apolipoprotein B, the total/HDL-C ratio, and low HDL-C were all risk
predictors of atherogenesis. In the multivariate
analysis, models including LDL-C and HDL-C or the total/HDL-C
ratio best fitted the data. Lp(a), another
cholesterol-carrying lipoprotein, showed an independent
dose-response relation with atherosclerosis risk as
well.
There is substantial experimental evidence that native LDL experiences oxidative surface modifications before achieving full atherogenicity.33 It is thus not surprising that high concentrations of tissue iron, a major prooxidant in vivo, represent an independent risk condition of early atherosclerosis and appear to augment the injurious capacity of LDL (effect modification10 ). The iron hypothesis is substantiated by a variety of experimental and epidemiological studies.34 35 36
Alcohol Consumption
The association between regular alcohol intake and early
atherogenesis was U-shaped, with light drinkers facing a lower risk
than either heavy drinkers or abstainers (see Reference 1111 ). Protection
offered by alcohol consumption
50 g/d acts primarily through
inhibition of the injurious action of high LDL cholesterol,
which may be explained by an increased intake of antioxidant phenols
contained in alcoholic beverages.37
Hypothyroidism
Hypothyroidism was proposed to be a risk factor of atherosclerotic
diseases on the basis of a variety of proatherogenic properties,
including dyslipidemic effects and enhancement of plasma
homocysteine.38 39 The present study provides the
first epidemiological support for this concept. Subjects with
hypothyroidism faced a 3-fold risk of early atherogenesis, which was
independent of other risk factors.
Microalbuminuria
Microalbuminuria is a marker of systemic
endothelial leakage for albumin and
LDL.40 So far, no consensus has been reached on whether
increased endothelial permeability is a genetically
determined risk burden or a consequence of acquired
endothelial dysfunction. In our study, excess risk of
early atherosclerosis in subjects with high
albumin excretion could only in part be attributed to the
adverse action of vascular risk attributes (residual relation,
P<0.05), which replicates the findings of a recent
survey.41
Advanced Stenotic Atherosclerosis
Fibrinogen
A variety of cross-sectional surveys revealed a strong relation
between high fibrinogen levels and
atherosclerosis.4 42 The question of
causality, however, is a matter of ongoing dispute. Early
atherosclerosis exhibits several pathological features
consistent with chronic inflammation, and elevated fibrinogen
was suggested to be an epiphenomenon of such a process.43
The present study provided evidence in favor of a true association
in that it documented (1) the temporal sequence of high baseline
fibrinogen and subsequent disease progression, (2) a preferential
relation with advanced atherogenesis (atherothrombosis) rather than
with early (inflammatory) stages of disease, and (3) elevated fibrin
turnover in patients with stenosis.
Antithrombin and Factor V Leiden Mutation
The antithrombin and protein C pathways are 2 main antithrombotic
systems in human coagulation aimed at limiting excessive thrombin
formation. It is thus not unexpected that low antithrombin and the
factor V Leiden mutation, which causes activated protein C
(APC) resistance,44 were significant risk predictors of
advanced atherogenesis in our survey. As detailed in a previous
evaluation of the Bruneck cohort,12 this finding extends
to impaired action of APC not caused by the Leiden mutation. The
condition recently called "acquired" or "factor V
mutationindependent" APC resistance may derive from protein C
deficiency, the presence of lupus anticoagulant, or prominent
acute-phase reaction (for details see References 12 and 1512 15 ). Finally,
there is preliminary evidence of an inverse association of protein C
and S concentrations and risk of advanced atherogenesis in our
population.
Smoking
Cigarette smoking initiates a variety of dose-dependent
prothrombotic properties at both the platelet and coagulation
levels,45 and it emerged as a prominent risk factor of
advanced stenotic atherogenesis. The risk burden of advanced
atherogenesis normalized after smoking cessation, consistent
with a reversible procoagulant state. This feature and the preferential
association to the amount of current smoking rather than to cumulative
measures contrasted with the conjecture in early atherogenesis.
Diabetes
The present study uncovered a particularly strong and
selective association of diabetes and IGT with advanced
atherosclerosis, thereby suggesting coagulation
disorders in diabetic subjects to be a main atherogenic culprit.
Actually, conditions of glucose intolerance are well established to
cause a procoagulant state and to attenuate endogenous
fibrinolysis.46 Notably, in our study,
injurious effects of diabetes on atherogenesis were independent of
glucose control and medication and applied equally to newly diagnosed
(n=19, OR 7.05; P=0.0007) and well-established (n=21, OR
4.28; P=0.012) cases.
Lipoprotein(a)
Lp(a) competes with plasminogen for binding to
fibrinogen and fibrin and attenuates lysis of fibrin
clots.47 This effect may be confined to Lp(a) particles
with low-molecular-weight apolipoprotein(a) phenotypes, which
are those with high plasma concentrations. In our study, Lp(a)
exceeding a predefined threshold of 0.32 g/L14 emerged as
one of the strongest risk predictors of incident stenosis. This
finding is substantiated by serial angiography evaluations of
coronary arteries that identified elevated Lp(a) as one of the
leading indicators of rapid disease progression.48
Alcohol Consumption
Regular alcohol consumption interferes with coagulation and
platelet aggregation in a complex way.49 At least for
light to moderate drinking, the net effect is antithrombotic. In our
survey, alcohol consumption appeared to lower the risk of
atherothrombosis at dosages
50 g/d.
Platelet Count
The crucial role of blood platelets in arterial
thrombosis is beyond dispute. Platelets produce and secrete various
mediators of coagulation, such as ADP, thromboxane
A2, and von Willebrand factor; expose the
surface receptor GP IIb/IIIa when activated; and bind
fibrinogen, von Willebrand factor, and
fibronectin.50 Thus, it is not unexpected that a high
platelet count confers an increased risk of advanced
atherogenesis.
Conclusions
The present study provides the first epidemiological evidence
for the existence of etiologically distinct processes in human
atherosclerosis. Early atherogenesis relies on classic
vascular risk factors supplemented by several less well-established
risk conditions, such as iron overload, hypothyroidism, and
microalbuminuria (Table 2
). With advancing severity
of atherosclerosis, the composition of risk profiles
undergoes substantial change. Most traditional risk variables lose
their predictive significance when incident/progressive
stenosis exceeds 40% lumen obstruction, whereas markers of
enhanced thrombotic activity, attenuated fibrinolysis,
and clinical conditions known to interfere with coagulation gain
increasing importance (Figure 3
, Table 3
). These
findings, along with the epidemiological features of advanced
atherogenesis7 8 and emergence of elevated fibrin
turnover, suggest that focal stenotic
atherosclerosis originates primarily from
atherothrombosis. Assessment of the various procoagulant risk
predictors may assist in identifying subjects at high risk of incident
or progressive stenosis (Figure 2B
). This finding, which
may be relevant to the management of asymptomatic carotid
stenosis, awaits confirmation in further epidemiological
surveys, especially in populations with a substantial number of
high-grade stenoses.
Fighting the same standard risk factors in all patients, as is common clinical practice, ignores the complexity of atherogenesis and its multifactorial etiology. There is an urgent need to expand our knowledge of less well-established risk conditions, such as iron overload, and of the prevention of stenotic atherosclerosis, thereby focusing on antithrombotic and anticoagulant strategies.
Received March 8, 1999; accepted September 6, 1999.
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