Original Contributions |
From the Department of Functional Anatomy, Utrecht University (J.R., J.W.R., J.K.B.K., B.H.); and the Department of Mathematics, University of Groningen (H.W.H.), the Netherlands.
Correspondence to B. Hillen, Department of Functional Anatomy, Utrecht University, PO Box 80039, 3508 TA Utrecht, the Netherlands. E-mail b.hillen{at}fa.ruu.nl
| Abstract |
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Key Words: atherosclerosis basilar artery computational hemodynamics geometry
| Introduction |
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A stronger indication of a causal relationship between low wall shear stress and atherosclerosis can be provided if the same connection can be found in vessels with a totally different flow pattern. Although the overall geometry of bifurcations and junctions is similar, the flow direction is reversed, which leads to rather different flow phenomena. The basilar artery is the only large artery in humans in which two flows merge. Therefore, we felt it would be valuable to study the relation between hemodynamics and atherosclerosis in the vertebrobasilar junction and the basilar artery and to compare the results with those from studies of bifurcations.
The geometry of vessels influences the flow field to a large
extent.13 14 15 16 17 Moreover, arterial
geometry shows considerable variability. Consequently, the
hemodynamic phenomena near the blood vessel wall vary
between vessels, and this variation will affect the localization of
atherosclerotic lesions. Striking examples of the large variations
observed in human vertebrobasilar junctions are the variation of the
confluence angle between 10° and 160°,18 19
the local geometry of the apex of the vertebrobasilar junction, which
varies from smooth and blunted to very sharp (Fig 1
), and the difference between the
diameter of the two vertebral arteries.20 21
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The influence of several geometric and hemodynamic parameters on the flow in vertebrobasilar junction models has been investigated by us in detail in earlier work.19 22 23 It was found that the flow is highly three dimensional, with a strong secondary flow field consisting of four vortexes, leading to a specific distribution of the wall shear stress with regions of low wall shear stress near the apex and on both lateral walls. With asymmetrical inflow, the fluid with the highest velocity crosses the junction, changing this distribution of the wall shear stress. The angle of confluence determines the structure and strength of the secondary flow field near the apex with a long-lasting effect on the flow downstream. The blunting of the apex has only a local effect on the size of and velocities within the recirculation areas. Both geometric parameters exert a strong influence on the size of the regions with low wall shear stress and the size of the recirculation areas near the apex.
The aim of this study was to relate the presence of atherosclerotic plaques to the local hemodynamics in a more quantitative way. We compared the effect of modulation of geometric and hemodynamic parameters on the flow in vertebrobasilar-junction models with the effect on the size and localization of atherosclerotic plaques in human vertebrobasilar junctions and basilar arteries. In addition, the relation between hemodynamics and atherosclerosis for the case of a bifurcation was compared with that for the vertebrobasilar junction.
| Methods |
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Only the sections of the basilar artery proper, ie, between the origin
and the outlet of the basilar artery, were used. In general,
cross-sections of the basilar artery are circular and the diameter
decreases downstream. We defined the origin of the basilar artery as
the first circular cross-section (Fig 2a
). Upstream from the origin, the
cross-sections are ellipses. The outlet of the basilar artery is
defined as the section at which the diameter of the basilar artery
reaches its minimum (Fig 2a
). Downstream from the outlet, the basilar
artery widens to form the bifurcation of the posterior cerebellar and
cerebral arteries.
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The thickness of the atherosclerotic lesions was measured in each
section of all basilar arteries, using the lamina elastica interna as a
baseline. The measurements were made at 12 points distributed around
the circumference at regular intervals of 30°; see Fig 2b
. For all
sections, the first measurement, ie, at 0°, was made at the middle of
the wall facing the skull base. All sections of the basilar artery were
used, ie, from the origin to the outlet. For an average basilar artery,
measurements (12 per section) were done in 40 to 60 sections. Since a
certain plaque thickness has more (pathological) effect in small
vessels than in large ones, all local plaque thicknesses were
normalized by dividing them by the diameter of the specific section.
For slightly oblique sections, the smallest diameter was used.
To assess the longitudinal distribution of the plaques in the basilar artery, the sum of the plaque thicknesses at the 12 measure points around the circumference of each section was determined. Of all 17 vessels, these sums for cross-sections at the same distance from the origin were added. The results were plotted with respect to the distance (z) from the vessel origin. To quantify the circumferential distribution of the plaques, the plaque thicknesses at comparable measure points on all circumferences were summed for each vessel. These sums were added for all 17 vessels and plotted with respect to their location around the circumference.
To demonstrate an effect of asymmetrical inflow on the distribution of atherosclerotic lesions, the circumferential distribution of the plaques has also been plotted differently. For this purpose, the left-to-right difference between both vertebral arteries was taken into account. In 10 of 17 vertebrobasilar junctions, the left vertebral artery was larger than the right, which is in accordance with studies of Hillen21 and Kamath.20 If the vertebrobasilar junction had a larger right vertebral artery (in 5 of 17 junctions), the circumferential distribution of atherosclerotic lesions in the basilar artery was mirrored. In this way, the lateral wall of the basilar artery at the side of the vertebral artery with the smallest diameter was always located at 90°. Consequently, the lateral wall of the basilar artery at the side of the vertebral artery with the largest diameter was always located at 270°. The location of the middle of the wall facing the skull base (0°) and the middle of the wall facing the pons (180°) remained unchanged. Statistical analysis was applied with the package StatView 4.5 (Abacus Concepts, Inc.).
Study of Atherosclerotic Plaques at the Apex of Human
Vertebrobasilar Junctions
The presence of atherosclerosis at the apex was
studied more extensively. For this purpose, 85 vertebrobasilar
junctions with 1 cm of the basilar artery were obtained from human
cadavers at the dissecting room (fixated under
physiological pressure [Pa=120 mm Hg] with
a solution with 4% formalin). Two geometric parameters
were quantified, each by two independent observations without
magnification: the confluence angle (degrees) and the shape of the apex
(sharp-edged or blunted). For the assessment of the confluence angle
and the shape of the apex, the projection of each junction was
used. Care was taken to keep the basilar and vertebral arteries in
plane during the measurements. The confluence angle was defined as the
angle between the inner walls of both vertebral arteries. The blunting
of the apex was defined as the radius of a circular arc. The magnitude
of this radius was estimated by overlaying a transparency with a set of
concentric circles and fitting the projection of the outline of
each apex to a specific circle. If the radius of arc was <1 mm,
or the arc length was <3 mm, the apex was considered to be sharp
edged.
To examine the junction region at the inside, the lateral walls of the basilar and vertebral arteries were cut longitudinally. The inner lining of the junctions was examined with the aid of a macroscope (Wild Makroskop M420). Apexes with raised atherosclerotic plaques, identified with the macroscope, were labeled as affected in this study. Apexes were labeled as unaffected if no raised plaque could be found in this way. Several types of raised plaques were identified, such as fibrous plaques (multiple collagen layers), fibrolipid plaques (a lipid core, with a surrounding fibrotic cap), and complicated plaques (defect surface of the plaque with thrombi and fibrotic organization), in accordance with the definitions of Solberg and Eggen26 for atherosclerotic plaques in carotid and vertebral arteries. Control histological sections reveal that in this group, fibrolipid and fibrous plaques form the majority of the atherosclerotic plaques. Using the definition and classification of atherosclerotic lesions of Stary et al,27 28 the plaques found in this study were mainly type IV and V lesions.
To determine statistically the relation of confluence angle, apex shape, and asymmetrical inflow to the presence of an atherosclerotic plaque at the apex, two-tailed unpaired t tests were used (StatView 4.5 statistical package). The mean angle of confluence with and without an atherosclerotic plaque at the apex was compared for the group of 85 vertebrobasilar junctions and separately for the subgroup with sharp-edged apexes and for the subgroup with blunted apexes. In addition, Fisher's exact test was used to analyze the relationship of the confluence angle and the blunting with the presence of an atherosclerotic plaque at the apex.
The possible effect on atherosclerosis at the apex was also assessed with a logistic regression analysis (NCSS statistical package). This analysis was applied to the effect of the confluence angle and the blunting, and to their effect in combination. Predicted probabilities for atherosclerosis at the apex for junctions with blunted and sharp-edged apexes were computed for a range of confluence angles.
| Results |
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The variation of the circumferential distribution of the plaques in the
basilar artery, in which this distribution was mirrored for
vertebrobasilar junctions with a larger right vertebral artery, is
shown in Fig 5
. A striking and
significant (two-tailed paired t test, P=.05)
left-to-right difference is demonstrated in this diagram: the summed
plaque thickness is two times larger at 270°, ie, at the lateral wall
at the side of the vertebral artery with the largest diameter, in
comparison with 90°.
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Study of Atherosclerotic Plaques at the Apex of Human
Vertebrobasilar Junctions
In 43 of 85 vertebrobasilar junctions, a plaque was found at the
apex. The subgroups of junctions with sharp-edged apexes and of
junctions with blunted apexes differed significantly (Fisher's exact
P<.0001,
=0.56) with respect to the frequency of the
presence of an atherosclerotic plaque at the apex. Table 2
shows the frequencies of the presence
of an atherosclerotic plaque at the apex, together with the results of
the measurements of the confluence angle and the shape of the apex. In
three groups of junctions (viz all 85 junctions, junctions with
sharp-edged apexes and junctions with blunted apexes), the mean angle
of confluence of affected and unaffected junctions was compared using a
two-tailed t test, corrected for unequal variances. In two
groups, the mean angle of confluence of junctions with an
atherosclerotic plaque at the apex ("affected") differed
significantly from the mean angle of confluence of unaffected
junctions. However, in the subgroup with the blunted apexes, the
probability value of this difference was too high, probably due to the
fact that only a few apexes in this subgroup were unaffected. The
results of these tests are summarized in Table 3
. The difference between the mean
confluence angle for affected and unaffected junctions is most marked
in the subgroup with the sharp-edged apexes. In this subgroup, the
confluence angle of affected junctions is larger in comparison with the
angle of unaffected junctions. Noticeably, in the subgroup with blunted
apexes, the confluence angle for affected junctions is smaller in
comparison with the angle of unaffected junctions.
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From the previous tests, the effect of confluence angle and the effect
of apex shape on the presence of atherosclerosis seemed
to be interdependent. Therefore, a logistic regression analysis
was applied. In this way, the probability to find an atherosclerotic
plaque at the apex can be computed for each vertebrobasilar junction.
Two parameters are taken into account: confluence angle and
apex shape (blunted or sharp-edged). Based on the distribution of
atherosclerotic plaques at the apex of the group of 85 human
vertebrobasilar junctions, the separate effect of both
parameters on the probability of an atherosclerotic plaque
at the apex and their effect in combination can be determined (Table 4
).
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Fig 6
shows the predicted probability of
an atherosclerotic plaque at the apex for each specimen of the 85 human
vertebrobasilar junctions. Although the predicted probability is based
on the distribution of atherosclerotic plaques in this group, it is
certainly not identical with it. For example, in the group of 85
junctions, 6 junctions with a confluence angle smaller than 63° (the
mean value) and a sharp-edged apex had a plaque, whereas 2 junctions
with a confluence angle smaller than 63° and a blunted apex were
unaffected. Fig 6
and Table 4
show that in general, the predicted
probability for atherosclerosis is significantly higher
for blunted apexes in comparison with sharp-edged ones. For confluence
angles larger than 90° the predicted probability is larger than 0.5
for junctions with either sharp-edged or blunted apexes. Furthermore,
for sharp-edged apexes, the predicted probability of an atherosclerotic
plaque increases with increasing confluence angles. In contrast, for
blunted apexes, this probability gradually decreases with increasing
confluence angles.
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| Discussion |
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By contrast, bifurcations show a quite different distribution pattern of atherosclerotic plaques.6 7 8 29 In general, the outer walls of the daughter vessels appear to be most prone to atherosclerosis and, unlike the vertebrobasilar junction, the apex (flow divider) and the lateral walls of the mother vessel are often spared. From numerical and experimental studies of the flow in models of bifurcations,6 7 10 30 31 it was concluded that along the outer walls of the daughter vessels, the flow pattern was complex, including recirculation areas and low wall shear stress. Along the flow divider and the inner walls and along the walls of the mother vessel, the flow was more unidirectional (axially aligned) and moderate to high wall shear stresses occurred. In several studies,6 7 8 a statistical relationship between intimal thickening and mean wall shear stress was found. A majority of these authors studied the carotid bifurcation. One daughter vessel of that particular bifurcation, ie, the internal carotid artery, has the geometric complication of a carotid bulb, which results in a diameter increase followed by a decrease. In comparison with a bifurcation without a bulb, eg, the aortic bifurcation, the difference between the wall shear stress at the outer and inner wall is more marked in the internal carotid artery. The most likely explanation is the presence of a large recirculation area at the outer wall of the bulb.
Many authors came to the conclusion that hemodynamic factors related to the localization of atherosclerotic plaques are (1) complex flow patterns and (2) low wall shear stress. From our previous numerical and experimental work in models of the vertebrobasilar junction,22 it appeared that complex flow patterns and/or low wall shear stress can be found at the apex of the junction and along the lateral walls of the outlet tube representing the basilar artery. In the present anatomical study, the apex and the lateral walls of the basilar artery appeared to be preferential locations for atherosclerosis. In summary, regions of complex flow patterns and low wall shear stress are distributed differently in junctions and bifurcations. In both vessel geometries, the preferential locations of atherosclerosis correspond to these specific regions. The findings at the apex are the most meaningful in this respect.
Another strong argument for the (causal) relationship between
hemodynamics and atherosclerosis can be
found if variations of the geometry result in changes of the location
of the atherotic lesions, which correspond to the changes of the flow
force distribution. In the present study, the effect of
asymmetrical inflow on the distribution of plaques in the basilar
artery, as well as the effect on the presence of a plaque at the apex,
was studied. The former effect is shown in Fig 5
. The amount of plaque
is much larger at the lateral wall at the side of the vertebral artery
with the larger diameter in comparison with the opposite side. With
asymmetrical inflow in our numerical models, fluid with the highest
velocities crosses the junction, changing the specific distribution of
the wall shear stress in the junction and outlet
tube.22 Fig 7a
and 7b
illustrate the effect of asymmetrical inflow on the distribution of
the wall shear stress. Three-dimensional finite-element computations of
steady flow in a rigid vertebrobasilar junction model with a diameter
difference between the inlet tubes and with a Reynolds number
(Re) of 400 (Re=uD/
, where u is the mean
velocity in the artery, D is the diameter, and
is the kinematic
viscosity) simulate an asymmetrical inflow with a flow ratio 2 in an
average vertebrobasilar junction geometry under
physiological flow conditions.
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The wall shear stress has been nondimensionalized by the standard wall shear stress at the entrance of the inlet tubes. Detailed information about the model, the finite element method, and the mesh generation can be found in previous work.22 A left-to-right difference in the distribution of the wall shear stress is clearly noticeable in the asymmetrical case: the wall shear stress is lower at the lateral wall at the side of the inlet tube with the largest diameter, and vice versa. Compared with the symmetrical case, the low wall shear region at the apex is only slightly deformed and a change in size is indiscernible.
Several results demonstrate the effect of confluence angle and apex
shape on the presence of an atherosclerotic plaque at the apex (Fig 6
and Tables 1
, 2
, and 4
). In general, the incidence of
atherosclerosis at the apex of the human
vertebrobasilar junction rises with increasing confluence angles,
particularly in junctions with sharp-edged apexes. In junctions with
blunted apexes, however, the incidence decreases with increasing
confluence angles. Significantly more plaques can be found at blunted
apexes than at sharp-edged apexes, and it can be concluded that up to a
confluence angle of 90°, blunting has a stronger contributing effect
on the occurrence of an atherosclerotic plaque at the apex than a large
confluence angle.
The specific effect of branching angles in bifurcations has been studied by several other investigators.13 14 15 16 17 30 32 33 34 35 Most studies indicate that large branching angles cause large secondary velocities and consequently complex flow fields. The effect of branching angles on the distribution of atherosclerotic plaques was not conclusive in these studies. In part, this may be due to the different techniques and (definitions of) parameters that were used. For instance, Friedman et al,16 35 studied the relationship between branch angle and atherosclerotic involvement of the left anterior descending coronary artery. The relative proximal involvement, ie, a normalized index of atherosclerotic severity, correlated negatively with branch angle,16 whereas the results of a subsequent histomorphometric study35 indicate that large angles are strongly associated with intimal thickening.
From a previous model study,19 it appeared that
the angle of confluence has a strong effect on the flow in the junction
and far downstream. Near the apex, a region with low velocities is
present. With larger confluence angles, the size of this region
increases and recirculation may even occur. Fig 7c
and 7d
illustrate
the effect of a large confluence angle on the distribution of the wall
shear stress in vertebrobasilar-junction models. Three-dimensional
finite-element computations of steady flow with Re=400
represent the flow in two vertebrobasilar-junction geometries
with confluence angles of 60° and 120°, respectively. The wall
shear stress has been nondimensionalized by the standard wall shear
stress at the entrance of the inlet tubes. The size of the low wall
shear region at the apex is much larger in the model with the
confluence angle of 120° than in the model with the confluence angle
of 60°. In models with blunted apexes,23 large
recirculation areas and hence large regions of low wall shear stress
were found near the apex. The size of these recirculation areas
increases with decreasing confluence angles.
Summarizing, not only are the regions with low wall shear stress and/or recirculation in the junction models consistent with the preferential locations of atherosclerosis in human vertebrobasilar junctions but also the effect of several parameter changes on the flow in the models matches the effect on atherosclerosis in the vessels. Again, this is a strong indication that hemodynamic forces are important determinants of the localization of atherosclerotic plaques. In view of the fact that local hemodynamics is affected by vascular geometry and certain geometric parameters may predispose to atherosclerosis, we propose that a blunted apex and a large confluence angle are geometric risk factors for atherosclerosis, the latter particularly in the case of sharp-edged apexes.
General Conclusions
Two general conclusions may be drawn from the results of this
study. First, junctions and bifurcations each show a specific
distribution of regions with complex flow patterns and low wall shear
stress. In both geometries, the preferential locations of
atherosclerosis correspond to these specific regions.
This connection is found in spite of the mutual differences in the
distribution of the wall shear stress and in the location of
atherosclerotic plaques, with the apex as a prominent example. Second,
the effect of certain parameter changes on the flow in the
junction models agrees very well with the effect on the distribution of
atherosclerotic lesions observed in the human vertebrobasilar junction
and basilar artery. Both results are new findings leading to a better
understanding of and a more solid foundation for the causal
relationship between hemodynamics and
atherosclerosis.
Received April 2, 1997; accepted November 19, 1997.
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